First Quadrant’s Northern Oil and Gas NOG Stock Holding History

First Quadrant’s Portfolio NOG Stock Details NOG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-5,360	Closed	-$75K	–	963
2017 Q2	$75K	Sell	5,360 -2,070	-28%	-$40K	﹤0.01%	796
2017 Q1	$193K	Sell	7,430 -1,050	-12%	-$32.2K	﹤0.01%	634
2016 Q4	$233K	Hold	8,480	–	–	﹤0.01%	631
2016 Q3	$227K	Buy	+8,480	New	+$310K	﹤0.01%	630
2015 Q3	–	Sell	-6,770	Closed	-$458K	–	816
2015 Q2	$458K	Buy	+6,770	New	+$518K	0.01%	481

Other funds holding NOG

Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $91.6B AUM 29.2% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

GIIO

Gen IV Investment Opportunities New York $269M AUM 21.06% 1-Year Est. Return

SAM

Serengeti Asset Management New York $31.8M AUM 23.16% 1-Year Est. Return

SCM

Stonehill Capital Management New York $350M AUM 73.6% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $177B AUM 39.86% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

First Quadrant's NOG Position: Q3 2017 in Review

First Quadrant sold out of Northern Oil and Gas (NOG) in Q3 2017, closing a stake of 5,360 shares — an estimated $75K sold.

First Quadrant first reported a position in NOG in Q2 2015 and held it in 5 quarters. The position peaked at $458K in Q2 2015. 59 funds tracked by Wall St. Rank hold NOG as of Q3 2017.

First Quadrant reported no remaining Northern Oil and Gas position as of Q3 2017 after selling out during the quarter.
First Quadrant sold 5,360 Northern Oil and Gas shares in Q3 2017, an estimated $75K.
First Quadrant first reported a position in Northern Oil and Gas in Q2 2015 and held it in 5 quarters.
First Quadrant's Northern Oil and Gas position peaked at $458K in Q2 2015.
59 funds tracked by Wall St. Rank held Northern Oil and Gas as of Q3 2017.

Based on First Quadrant's 13F filing for Q3 2017, filed 25 Oct 2017.