First Quadrant’s Intercontinental Exchange ICE Stock Holding History

First Quadrant’s Portfolio ICE Stock Details ICE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-20,738	Closed	-$2.84M	–	316
2021 Q4	$2.84M	Hold	20,738	–	–	0.31%	67
2021 Q3	$2.38M	Hold	20,738	–	–	0.28%	75
2021 Q2	$2.46M	Sell	20,738 -1,127	-5%	-$134K	0.28%	72
2021 Q1	$2.44M	Hold	21,865	–	–	0.26%	80
2020 Q4	$2.52M	Sell	21,865 -5,390	-20%	-$621K	0.25%	72
2020 Q3	$2.73M	Sell	27,255 -7,699	-22%	-$770K	0.35%	59
2020 Q2	$3.2M	Buy	34,954 +13,661	+64%	+$1.25M	0.43%	47
2020 Q1	$1.72M	Buy	21,293 +11,903	+127%	+$961K	0.25%	110
2019 Q4	$869K	Hold	9,390	–	–	0.07%	243
2019 Q3	$866K	Sell	9,390 -1,104	-11%	-$102K	0.08%	247
2019 Q2	$902K	Hold	10,494	–	–	0.06%	318
2019 Q1	$799K	Hold	10,494	–	–	0.06%	295
2018 Q4	$791K	Hold	10,494	–	–	0.06%	270
2018 Q3	$786K	Hold	10,494	–	–	0.02%	420
2018 Q2	$772K	Hold	10,494	–	–	0.01%	439
2018 Q1	$761K	Hold	10,494	–	–	0.01%	430
2017 Q4	$740K	Hold	10,494	–	–	0.01%	486
2017 Q3	$721K	Hold	10,494	–	–	0.01%	496
2017 Q2	$692K	Hold	10,494	–	–	0.01%	487
2017 Q1	$628K	Sell	10,494 -6	-0.1%	-$359	0.01%	514
2016 Q4	$592K	Hold	10,500	–	–	0.01%	518
2016 Q3	$566K	Hold	10,500	–	–	0.01%	526
2016 Q2	$538K	Buy	10,500 +7,500	+250%	+$384K	0.01%	480
2016 Q1	$141K	Hold	3,000	–	–	﹤0.01%	613
2015 Q4	$154K	Hold	3,000	–	–	﹤0.01%	576
2015 Q3	$141K	Hold	3,000	–	–	﹤0.01%	582
2015 Q2	$134K	Sell	3,000 -3,060	-50%	-$137K	﹤0.01%	595
2015 Q1	$283K	Buy	6,060 +3,060	+102%	+$143K	0.01%	501
2014 Q4	$132K	Hold	3,000	–	–	﹤0.01%	566
2014 Q3	$117K	Hold	3,000	–	–	﹤0.01%	602
2014 Q2	$113K	Hold	3,000	–	–	﹤0.01%	628
2014 Q1	$119K	Hold	3,000	–	–	﹤0.01%	573
2013 Q4	$135K	Hold	3,000	–	–	﹤0.01%	593
2013 Q3	$109K	Hold	3,000	–	–	﹤0.01%	593
2013 Q2	$107K	Buy	+3,000	New	+$107K	﹤0.01%	592