First Quadrant’s H2O America HTO Stock Holding History

First Quadrant’s Portfolio HTO Stock Details HTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-300	Closed	-$13K	–	900
2016 Q3	$13K	Hold	300	–	–	﹤0.01%	832
2016 Q2	$12K	Sell	300 -3,900	-93%	-$140K	﹤0.01%	763
2016 Q1	$153K	Buy	+4,200	New	+$141K	﹤0.01%	605

Other funds holding HTO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

CRCP

Copper Rock Capital Partners Boston, Massachusetts $296M AUM 28.61% 1-Year Est. Return

Gabelli Funds Rye, New York $14.8B AUM 32.24% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

First Quadrant's HTO Position: Q4 2016 in Review

First Quadrant sold out of H2O America (HTO) in Q4 2016, closing a stake of 300 shares — an estimated $13K sold.

First Quadrant first reported a position in HTO in Q1 2016 and held it in 3 quarters. The position peaked at $153K in Q1 2016. 147 funds tracked by Wall St. Rank hold HTO as of Q4 2016.

First Quadrant reported no remaining H2O America position as of Q4 2016 after selling out during the quarter.
First Quadrant sold 300 H2O America shares in Q4 2016, an estimated $13K.
First Quadrant first reported a position in H2O America in Q1 2016 and held it in 3 quarters.
First Quadrant's H2O America position peaked at $153K in Q1 2016.
147 funds tracked by Wall St. Rank held H2O America as of Q4 2016.

Based on First Quadrant's 13F filing for Q4 2016, filed 26 Jan 2017.