First Quadrant’s Heritage Commerce HTBK Stock Holding History

First Quadrant’s Portfolio HTBK Stock Details HTBK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-34,658	Closed	-$589K	–	862
2018 Q2	$589K	Sell	34,658 -2,927	-8%	-$49.7K	0.01%	470
2018 Q1	$619K	Buy	+37,585	New	+$608K	0.01%	460
2017 Q2	–	Sell	-1,823	Closed	-$26K	–	911
2017 Q1	$26K	Hold	1,823	–	–	﹤0.01%	766
2016 Q4	$26K	Buy	+1,823	New	+$22.2K	﹤0.01%	791

Other funds holding HTBK

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

WHG

Westwood Holdings Group Dallas, Texas $13.7B AUM 21.48% 1-Year Est. Return

First Quadrant's HTBK Position: Q3 2018 in Review

First Quadrant sold out of Heritage Commerce (HTBK) in Q3 2018, closing a stake of 34,658 shares — an estimated $589K sold.

First Quadrant first reported a position in HTBK in Q4 2016 and held it in 4 quarters. The position peaked at $619K in Q1 2018. 114 funds tracked by Wall St. Rank hold HTBK as of Q3 2018.

First Quadrant reported no remaining Heritage Commerce position as of Q3 2018 after selling out during the quarter.
First Quadrant sold 34,658 Heritage Commerce shares in Q3 2018, an estimated $589K.
First Quadrant first reported a position in Heritage Commerce in Q4 2016 and held it in 4 quarters.
First Quadrant's Heritage Commerce position peaked at $619K in Q1 2018.
114 funds tracked by Wall St. Rank held Heritage Commerce as of Q3 2018.

Based on First Quadrant's 13F filing for Q3 2018, filed 23 Oct 2018.