First Quadrant’s Warrior Met Coal HCC Stock Holding History

First Quadrant’s Portfolio HCC Stock Details HCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-125,766	Closed	-$2.46M	–	595
2019 Q3	$2.46M	Sell	125,766 -64,171	-34%	-$1.44M	0.23%	108
2019 Q2	$4.96M	Buy	189,937 +152,310	+405%	+$4.34M	0.34%	64
2019 Q1	$1.14M	Buy	37,627 +15,905	+73%	+$435K	0.09%	240
2018 Q4	$524K	Buy	+21,722	New	+$555K	0.04%	353
2018 Q3	–	Sell	-848	Closed	-$23K	–	859
2018 Q2	$23K	Buy	+848	New	+$22.3K	﹤0.01%	739

Other funds holding HCC

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

First Quadrant's HCC Position: Q4 2019 in Review

First Quadrant sold out of Warrior Met Coal (HCC) in Q4 2019, closing a stake of 125,766 shares — an estimated $2.46M sold.

First Quadrant first reported a position in HCC in Q2 2018 and held it in 5 quarters. The position peaked at $4.96M in Q2 2019. 186 funds tracked by Wall St. Rank hold HCC as of Q4 2019.

First Quadrant reported no remaining Warrior Met Coal position as of Q4 2019 after selling out during the quarter.
First Quadrant sold 125,766 Warrior Met Coal shares in Q4 2019, an estimated $2.46M.
First Quadrant first reported a position in Warrior Met Coal in Q2 2018 and held it in 5 quarters.
First Quadrant's Warrior Met Coal position peaked at $4.96M in Q2 2019.
186 funds tracked by Wall St. Rank held Warrior Met Coal as of Q4 2019.

Based on First Quadrant's 13F filing for Q4 2019, filed 28 Jan 2020.