First Quadrant’s Energy Recovery ERII Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-7,800	Closed	-$43K	–	761
2013 Q4	$43K	Sell	7,800 -11,500	-60%	-$63.4K	﹤0.01%	692
2013 Q3	$140K	Buy	19,300 +9,700	+101%	+$70.4K	﹤0.01%	579
2013 Q2	$40K	Buy	+9,600	New	+$40K	﹤0.01%	704