First Quadrant’s Evolution Petroleum EPM Stock Holding History

First Quadrant’s Portfolio EPM Stock Details EPM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-17,428	Closed	-$125K	–	609
2019 Q2	$125K	Sell	17,428 -28,666	-62%	-$194K	0.01%	569
2019 Q1	$311K	Sell	46,094 -71,157	-61%	-$518K	0.02%	428
2018 Q4	$800K	Buy	117,251 +84,535	+258%	+$792K	0.06%	267
2018 Q3	$362K	Sell	32,716 -27,573	-46%	-$291K	0.01%	546
2018 Q2	$594K	Buy	60,289 +55,085	+1,059%	+$507K	0.01%	468
2018 Q1	$42K	Sell	5,204 -12,224	-70%	-$94.8K	﹤0.01%	756
2017 Q4	$119K	Sell	17,428 -9,278	-35%	-$65.2K	﹤0.01%	793
2017 Q3	$192K	Buy	26,706 +12,917	+94%	+$97.8K	﹤0.01%	721
2017 Q2	$112K	Buy	+13,789	New	+$108K	﹤0.01%	763

Other funds holding EPM

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Advisory Research Chicago, Illinois $1B AUM 50.12% 1-Year Est. Return

JVL Advisors Houston, Texas $14.6M AUM 82.81% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $2.4B AUM 42.85% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

KTA

Keeley-Teton Advisors Chicago, Illinois $825M AUM 5.4% 1-Year Est. Return

WealthTrust Axiom Wayne, Pennsylvania $448M AUM 50.36% 1-Year Est. Return

First Quadrant's EPM Position: Q3 2019 in Review

First Quadrant sold out of Evolution Petroleum (EPM) in Q3 2019, closing a stake of 17,428 shares — an estimated $125K sold.

First Quadrant first reported a position in EPM in Q2 2017 and held it in 9 quarters. The position peaked at $800K in Q4 2018. 113 funds tracked by Wall St. Rank hold EPM as of Q3 2019.

First Quadrant reported no remaining Evolution Petroleum position as of Q3 2019 after selling out during the quarter.
First Quadrant sold 17,428 Evolution Petroleum shares in Q3 2019, an estimated $125K.
First Quadrant first reported a position in Evolution Petroleum in Q2 2017 and held it in 9 quarters.
First Quadrant's Evolution Petroleum position peaked at $800K in Q4 2018.
113 funds tracked by Wall St. Rank held Evolution Petroleum as of Q3 2019.

Based on First Quadrant's 13F filing for Q3 2019, filed 25 Oct 2019.