First Quadrant’s HF Sinclair DINO Stock Holding History

First Quadrant’s Portfolio DINO Stock Details DINO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-2,110	Closed	-$62K	–	641
2020 Q2	$62K	Sell	2,110 -36,698	-95%	-$1.09M	0.01%	619
2020 Q1	$951K	Sell	38,808 -24,005	-38%	-$896K	0.14%	170
2019 Q4	$3.19M	Sell	62,813 -3,854	-6%	-$204K	0.27%	86
2019 Q3	$3.58M	Sell	66,667 -8,719	-12%	-$423K	0.34%	75
2019 Q2	$3.49M	Buy	75,386 +49,109	+187%	+$2.19M	0.24%	101
2019 Q1	$1.29M	Buy	26,277 +21,713	+476%	+$1.16M	0.1%	214
2018 Q4	$233K	Sell	4,564 -238,010	-98%	-$14.6M	0.02%	503
2018 Q3	$17M	Buy	242,574 +221,376	+1,044%	+$15.6M	0.38%	103
2018 Q2	$1.45M	Buy	+21,198	New	+$1.41M	0.03%	370
2018 Q1	–	Sell	-101,522	Closed	-$5.2M	–	847
2017 Q4	$5.2M	Buy	+101,522	New	+$4.29M	0.1%	244
2016 Q2	–	Sell	-70,200	Closed	-$2.48M	–	822
2016 Q1	$2.48M	Hold	70,200	–	–	0.05%	273
2015 Q4	$2.8M	Buy	70,200 +34,200	+95%	+$1.62M	0.06%	270
2015 Q3	$1.76M	Buy	36,000 +34,100	+1,795%	+$1.62M	0.04%	307
2015 Q2	$81K	Hold	1,900	–	–	﹤0.01%	636
2015 Q1	$77K	Hold	1,900	–	–	﹤0.01%	607
2014 Q4	$71K	Sell	1,900 -700	-27%	-$29.2K	﹤0.01%	626
2014 Q3	$114K	Sell	2,600 -300	-10%	-$14K	﹤0.01%	604
2014 Q2	$127K	Sell	2,900 -200	-6%	-$9.82K	﹤0.01%	614
2014 Q1	$147K	Sell	3,100 -4,945	-61%	-$234K	﹤0.01%	555
2013 Q4	$400K	Sell	8,045 -26,800	-77%	-$1.22M	0.01%	490
2013 Q3	$1.47M	Sell	34,845 -42,416	-55%	-$1.84M	0.04%	328
2013 Q2	$3.31M	Buy	+77,261	New	+$3.69M	0.09%	237

Other funds holding DINO

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

TCTC Holdings Dallas, Texas $3.51B AUM 30.71% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

AllianceBernstein

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Prudential plc London, England, United Kingdom $17.1B AUM 15.7% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return