First Quadrant’s Calpine Corporation CPN Stock Holding History

First Quadrant’s Portfolio CPN Stock Details CPN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-42,500	Closed	-$575K	–	1027
2017 Q2	$575K	Hold	42,500	–	–	0.01%	514
2017 Q1	$470K	Hold	42,500	–	–	0.01%	542
2016 Q4	$486K	Hold	42,500	–	–	0.01%	538
2016 Q3	$537K	Hold	42,500	–	–	0.01%	532
2016 Q2	$627K	Hold	42,500	–	–	0.01%	458
2016 Q1	$645K	Hold	42,500	–	–	0.01%	459
2015 Q4	$615K	Sell	42,500 -1,300	-3%	-$19K	0.01%	447
2015 Q3	$639K	Buy	43,800 +700	+2%	+$11.5K	0.01%	427
2015 Q2	$775K	Buy	43,100 +600	+1%	+$12.5K	0.02%	409
2015 Q1	$972K	Hold	42,500	–	–	0.02%	356
2014 Q4	$941K	Sell	42,500 -104,900	-71%	-$2.33M	0.02%	360
2014 Q3	$3.2M	Buy	147,400 +104,900	+247%	+$2.37M	0.07%	238
2014 Q2	$1.01M	Buy	+42,500	New	+$964K	0.02%	381

Other funds holding CPN

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $34.3B AUM 22.63% 1-Year Est. Return

ECP ControlCo Summit, New Jersey $4.67B AUM 13.65% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $16.4B AUM 55.44% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

UOC

UBS O'Connor Chicago, Illinois $3.76B AUM 62.41% 1-Year Est. Return

First Quadrant's CPN Position: Q3 2017 in Review

First Quadrant sold out of Calpine Corporation (CPN) in Q3 2017, closing a stake of 42,500 shares — an estimated $575K sold.

First Quadrant first reported a position in CPN in Q2 2014 and held it in 13 quarters. The position peaked at $3.2M in Q3 2014. 273 funds tracked by Wall St. Rank hold CPN as of Q3 2017.

First Quadrant reported no remaining Calpine Corporation position as of Q3 2017 after selling out during the quarter.
First Quadrant sold 42,500 Calpine Corporation shares in Q3 2017, an estimated $575K.
First Quadrant first reported a position in Calpine Corporation in Q2 2014 and held it in 13 quarters.
First Quadrant's Calpine Corporation position peaked at $3.2M in Q3 2014.
273 funds tracked by Wall St. Rank held Calpine Corporation as of Q3 2017.

Based on First Quadrant's 13F filing for Q3 2017, filed 25 Oct 2017.