First Quadrant’s British American Tobacco BTI Stock Holding History

First Quadrant’s Portfolio BTI Stock Details BTI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-602	Closed	-$33K	–	770
2015 Q3	$33K	Hold	602	–	–	﹤0.01%	710
2015 Q2	$33K	Hold	602	–	–	﹤0.01%	704
2015 Q1	$31K	Sell	602 -634	-51%	-$35.2K	﹤0.01%	680
2014 Q4	$67K	Sell	1,236 -542	-30%	-$30.5K	﹤0.01%	630
2014 Q3	$101K	Hold	1,778	–	–	﹤0.01%	616
2014 Q2	$106K	Sell	1,778 -1,200	-40%	-$70.3K	﹤0.01%	636
2014 Q1	$166K	Sell	2,978 -3,724	-56%	-$194K	﹤0.01%	542
2013 Q4	$360K	Sell	6,702 -7,350	-52%	-$391K	0.01%	498
2013 Q3	$739K	Sell	14,052 -1,948	-12%	-$103K	0.02%	402
2013 Q2	$824K	Buy	+16,000	New	+$881K	0.02%	376

Other funds holding BTI

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

SCCM

Schafer Cullen Capital Management New York $491M AUM 41.48% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

WHV Investments San Francisco, California $187M AUM 14.29% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

First Quadrant's BTI Position: Q4 2015 in Review

First Quadrant sold out of British American Tobacco (BTI) in Q4 2015, closing a stake of 602 shares — an estimated $33K sold.

First Quadrant first reported a position in BTI in Q2 2013 and held it in 10 quarters. The position peaked at $824K in Q2 2013. 273 funds tracked by Wall St. Rank hold BTI as of Q4 2015.

First Quadrant reported no remaining British American Tobacco position as of Q4 2015 after selling out during the quarter.
First Quadrant sold 602 British American Tobacco shares in Q4 2015, an estimated $33K.
First Quadrant first reported a position in British American Tobacco in Q2 2013 and held it in 10 quarters.
First Quadrant's British American Tobacco position peaked at $824K in Q2 2013.
273 funds tracked by Wall St. Rank held British American Tobacco as of Q4 2015.

Based on First Quadrant's 13F filing for Q4 2015, filed 26 Jan 2016.