First Quadrant’s Broadridge BR Stock Holding History

First Quadrant’s Portfolio BR Stock Details BR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-41,346	Closed	-$3.75M	–	829
2017 Q4	$3.75M	Hold	41,346	–	–	0.07%	274
2017 Q3	$3.34M	Buy	+41,346	New	+$3.18M	0.06%	287
2016 Q4	–	Sell	-109,308	Closed	-$7.41M	–	838
2016 Q3	$7.41M	Buy	109,308 +54,708	+100%	+$3.73M	0.16%	193
2016 Q2	$3.56M	Buy	+54,600	New	+$3.38M	0.08%	228

Other funds holding BR

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

ACM

Atlanta Capital Management Atlanta, Georgia $22.5B AUM 9.67% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

SAM

Southernsun Asset Management Memphis, Tennessee $743M AUM 34.03% 1-Year Est. Return

First Quadrant's BR Position: Q1 2018 in Review

First Quadrant sold out of Broadridge (BR) in Q1 2018, closing a stake of 41,346 shares — an estimated $3.75M sold.

First Quadrant first reported a position in BR in Q2 2016 and held it in 4 quarters. The position peaked at $7.41M in Q3 2016. 629 funds tracked by Wall St. Rank hold BR as of Q1 2018.

First Quadrant reported no remaining Broadridge position as of Q1 2018 after selling out during the quarter.
First Quadrant sold 41,346 Broadridge shares in Q1 2018, an estimated $3.75M.
First Quadrant first reported a position in Broadridge in Q2 2016 and held it in 4 quarters.
First Quadrant's Broadridge position peaked at $7.41M in Q3 2016.
629 funds tracked by Wall St. Rank held Broadridge as of Q1 2018.

Based on First Quadrant's 13F filing for Q1 2018, filed 20 Apr 2018.