First Quadrant’s Aravive, Inc. Common Stock ARAV Stock Holding History

First Quadrant’s Portfolio ARAV Stock Details ARAV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,383	Closed	-$28K	–	884
2018 Q3	$28K	Sell	3,383 -1,167	-26%	-$12.3K	﹤0.01%	791
2018 Q2	$55K	Hold	4,550	–	–	﹤0.01%	692
2018 Q1	$45K	Sell	4,550 -2,633	-37%	-$29.6K	﹤0.01%	747
2017 Q4	$95K	Sell	7,183 -12,900	-64%	-$166K	﹤0.01%	803
2017 Q3	$295K	Buy	20,083 +18,599	+1,253%	+$1.88M	0.01%	640
2017 Q2	$155K	Buy	+1,484	New	+$159K	﹤0.01%	717

Other funds holding ARAV

NLVP

New Leaf Venture Partners New York $43M AUM 25.55% 1-Year Est. Return

Samsara BioCapital Palo Alto, California $1.03B AUM 214.94% 1-Year Est. Return

BBA

Baker Bros. Advisors New York $17.4B AUM 131.5% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

BOTOTLSJU

Board of Trustees of The Leland Stanford Junior University Redwood City, California $849M AUM 55.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

NTC

NF Trinity Capital Central, Hong Kong $626M AUM 3.16% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

First Quadrant's ARAV Position: Q4 2018 in Review

First Quadrant sold out of Aravive, Inc. Common Stock (ARAV) in Q4 2018, closing a stake of 3,383 shares — an estimated $28K sold.

First Quadrant first reported a position in ARAV in Q2 2017 and held it in 6 quarters. The position peaked at $295K in Q3 2017. 38 funds tracked by Wall St. Rank hold ARAV as of Q4 2018.

First Quadrant reported no remaining Aravive, Inc. Common Stock position as of Q4 2018 after selling out during the quarter.
First Quadrant sold 3,383 Aravive, Inc. Common Stock shares in Q4 2018, an estimated $28K.
First Quadrant first reported a position in Aravive, Inc. Common Stock in Q2 2017 and held it in 6 quarters.
First Quadrant's Aravive, Inc. Common Stock position peaked at $295K in Q3 2017.
38 funds tracked by Wall St. Rank held Aravive, Inc. Common Stock as of Q4 2018.

Based on First Quadrant's 13F filing for Q4 2018, filed 24 Jan 2019.