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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSLR
201
Neostellar Capital Corp
NSLR
$262M
$148K 0.06%
15,401
+10,781
+233% +$78.4K
WY icon
202
Weyerhaeuser
WY
$17.3B
$143K 0.06%
+5,000
New +$142K
LEN icon
203
CALL
Lennar Class A
LEN
$20.4B
$142K 0.06%
+4,202
New +$136K
RFMD
204
DELISTED
RF MICRO DEVICES INC
RFMD
$141K 0.06%
25,000
+5,906
+31% +$31K
SD
205
DELISTED
SANDRIDGE ENERGY, INC.
SD
$135K 0.05%
+23,000
New +$123K
LVLT
206
DELISTED
Level 3 Communications Inc
LVLT
$133K 0.05%
+5,000
New +$115K
EQC
207
DELISTED
Equity Commonwealth
EQC
$132K 0.05%
+6,000
New +$143K
EXPE icon
208
Expedia Group
EXPE
$31.2B
$130K 0.05%
+2,500
New +$134K
NNA
209
DELISTED
Navios Maritime Acquisition Corporation
NNA
$129K 0.05%
2,333
-14,099
-86% -$798K
GPOR
210
DELISTED
Gulfport Energy Corp.
GPOR
$129K 0.05%
2,000
-500
-20% -$28K
TIBX
211
DELISTED
TIBCO SOFTWARE INC
TIBX
$129K 0.05%
+5,000
New +$119K
GLD icon
212
SPDR Gold Trust
GLD
$131B
$128K 0.05%
1,000
-59,800
-98% -$7.68M
SOL
213
DELISTED
Emeren Group
SOL
$128K 0.05%
+5,105
New +$105K
HLX icon
214
CALL
Helix Energy Solutions
HLX
$1.46B
$127K 0.05%
5,000
-16,000
-76% -$411K
GTLS
215
DELISTED
Chart Industries
GTLS
$123K 0.05%
1,000
+400
+67% +$45K
SBGI icon
216
Sinclair Inc
SBGI
$974M
$121K 0.05%
+3,600
New +$102K
WPRT
217
Westport Fuel Systems
WPRT
$36.5M
$121K 0.05%
500
+350
+233% +$102K
CENX icon
218
CALL
Century Aluminum
CENX
$4.57B
$120K 0.05%
+15,000
New +$133K
DNP icon
219
DNP Select Income Fund
DNP
$4.18B
$115K 0.05%
12,017
-10,127
-46% -$100K
ASMB icon
220
Assembly Biosciences
ASMB
$506M
$113K 0.05%
+650
New +$99.6K
GDX icon
221
VanEck Gold Miners ETF
GDX
$23B
$113K 0.05%
4,500
+2,500
+125% +$66.5K
CTRA
222
DELISTED
Coterra Energy
CTRA
$112K 0.04%
+3,000
New +$112K
ZNGA
223
CALL
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$112K 0.04%
+30,600
New +$96.6K
BWLD
224
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$111K 0.04%
+1,000
New +$105K
PACD
225
DELISTED
Pacific Drilling S A
PACD
$111K 0.04%
+1,000
New +$99.6K
7 8
9
10 11

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OL
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NAM
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IWC
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RCI
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GCP
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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.