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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
B
176
CALL
Barrick Mining
B
$62.2B
$186K 0.07%
+10,000
New +$176K
NG icon
177
CALL
NovaGold Resources
NG
$2.6B
$186K 0.07%
+80,000
New +$209K
NVO
178
Novo Nordisk
NVO
$216B
$186K 0.07%
11,000
-404,000
-97% -$6.79M
APC
179
DELISTED
Anadarko Petroleum
APC
$186K 0.07%
2,000
-1,000
-33% -$91K
RSOL
180
DELISTED
REAL GOODS SOLAR, INC. CL A COM
RSOL
$185K 0.07%
+66,100
New +$149K
TSN icon
181
Tyson Foods
TSN
$20.2B
$184K 0.07%
+6,500
New +$188K
TSN icon
182
PUT
Tyson Foods
TSN
$20.2B
$184K 0.07%
+6,500
New +$188K
ANN
183
DELISTED
ANN INC
ANN
$181K 0.07%
5,000
-5,000
-50% -$171K
GV
184
DELISTED
Goldfield Corporation
GV
$180K 0.07%
105,000
+8,000
+8% +$15.6K
SUNS
185
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$178K 0.07%
9,826
+26
+0.3% +$478
HK
186
CALL
DELISTED
Halcon Resources Corporation
HK
$177K 0.07%
232
– –
LGF
187
DELISTED
Lions Gate Entertainment
LGF
$175K 0.07%
5,000
-1,500
-23% -$50.9K
ALXN
188
DELISTED
Alexion Pharmaceuticals
ALXN
$174K 0.07%
+1,500
New +$165K
CIE
189
PUT
DELISTED
Cobalt International Energy, Inc
CIE
$174K 0.07%
+467
New +$189K
JBL icon
190
Jabil
JBL
$32.8B
$171K 0.07%
+7,900
New +$180K
RTEC
191
DELISTED
Rudolph Technologies Inc
RTEC
$171K 0.07%
15,000
-10,000
-40% -$115K
BPO
192
DELISTED
BROOKFIELD OFFICE PROPERTIES. INC
BPO
$171K 0.07%
+9,000
New +$150K
DECK icon
193
Deckers Outdoor
DECK
$13.3B
$165K 0.07%
+15,000
New +$146K
KBR icon
194
KBR
KBR
$4.68B
$163K 0.07%
+5,000
New +$159K
GTN icon
195
CALL
Gray Television
GTN
$407M
$157K 0.06%
+20,000
New +$150K
DRC
196
DELISTED
DRESSER-RAND GROUP INC
DRC
$156K 0.06%
2,500
-7,500
-75% -$468K
OIS icon
197
Oil States International
OIS
$522M
$155K 0.06%
2,625
– –
JCP
198
DELISTED
J.C. Penney Company, Inc.
JCP
$154K 0.06%
17,500
-500
-3% -$7.13K
RRC icon
199
Range Resources
RRC
$9.11B
$152K 0.06%
+2,000
New +$156K
HIMX
200
CALL
Himax Technologies
HIMX
$2.2B
$150K 0.06%
+15,000
New +$107K
6 7
8
9 10

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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.