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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
101
CALL
DexCom
DXCM
$29.6B
$564K 0.22%
+80,000
New +$507K
NEON icon
102
Neonode
NEON
$14.4M
$561K 0.22%
8,737
+2,178
+33% +$153K
PENN icon
103
PENN Entertainment
PENN
$2.75B
$554K 0.22%
+44,230
New +$533K
ORIG
104
DELISTED
Ocean Rig UDW Inc. Class A Common Shares
ORIG
$546K 0.22%
+3
New +$494K
GDX icon
105
CALL
VanEck Gold Miners ETF
GDX
$21.8B
$525K 0.21%
+21,000
New +$558K
ADBE icon
106
CALL
Adobe
ADBE
$94.3B
$519K 0.21%
+10,000
New +$477K
LNG icon
107
CALL
Cheniere Energy
LNG
$55B
$512K 0.2%
15,000
+5,000
+50% +$148K
JQC icon
108
Nuveen Credit Strategies Income Fund
JQC
$702M
$499K 0.2%
+53,318
New +$521K
COP icon
109
CALL
ConocoPhillips
COP
$140B
$487K 0.19%
+7,000
New +$467K
IDTI
110
DELISTED
Integrated Device Technology I
IDTI
$471K 0.19%
+50,000
New +$444K
HIMX
111
Himax Technologies
HIMX
$2.23B
$470K 0.19%
+47,000
New +$334K
SBY
112
DELISTED
Silver Bay Realty Trust Corp.
SBY
$470K 0.19%
30,000
+25,000
+500% +$403K
B
113
Barrick Mining
B
$58.5B
$466K 0.19%
25,000
+15,000
+150% +$265K
TKC icon
114
Turkcell
TKC
$4.98B
$453K 0.18%
+30,668
New +$445K
GOOG icon
115
Alphabet (Google) Class C
GOOG
$4.22T
$438K 0.17%
+20,075
New +$444K
BTH
116
DELISTED
BLYTH,INC
BTH
$415K 0.17%
30,000
+9,500
+46% +$115K
LIN
117
CALL
DELISTED
LIN MEDIA LLC CLASS A COM
LIN
$406K 0.16%
+20,000
New +$335K
HEDJ icon
118
CALL
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
$399K 0.16%
15,000
– –
QGENF
119
DELISTED
QIAGEN NV
QGENF
$394K 0.16%
+18,400
New +$394K
TMUS icon
120
T-Mobile US
TMUS
$208B
$390K 0.16%
15,000
-13,000
-46% -$318K
GLNG icon
121
CALL
Golar LNG
GLNG
$5.05B
$377K 0.15%
+10,000
New +$366K
UN
122
DELISTED
Unilever NV New York Registry Shares
UN
$377K 0.15%
+10,000
New +$395K
RMD icon
123
ResMed
RMD
$28.9B
$370K 0.15%
+7,001
New +$340K
USO icon
124
PUT
United States Oil Fund
USO
$2.54B
$369K 0.15%
+1,250
New +$377K
GDP
125
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$364K 0.15%
+15,000
New +$302K
3 4
5
6 7

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GCP
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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.