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FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
Turnover
87.99%
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
(-6%)
Cap. Flow
-$39.1M
Cap. Flow
% of AUM
-15.6%
Top 10 Holdings %
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250
Avg Time Held Equity + Options
0.1
years
Top 10 Avg Time Held Equity + Options
0
years
Top 20 Avg Time Held Equity + Options
0.1
years
Avg Time Held Equity only
0.1
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CNH GLOBAL N.V. (NEW)
CNH
|
+$7.99M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.36M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$4M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.59M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NEWS CORPORATION CL-A
NWSA
|
+$27.3M |
| 2 |
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
|
+$8.37M |
| 3 |
SPDR Gold Trust
GLD
|
+$7.68M |
| 4 |
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
|
+$7.02M |
| 5 |
Novo Nordisk
NVO
|
+$6.79M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.54% |
| 2 | Technology | 8.48% |
| 3 | Financials | 7.94% |
| 4 | Energy | 4.37% |
| 5 | Healthcare | 4.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
76
CALL
Halliburton
HAL
$27.8B
| $722K | 0.29% |
+15,000
| New | +$703K |
2013 Q3
0 quarters
|
|
77
New Mountain Finance
NMFC
$641M
| $721K | 0.29% |
50,000
| – | – |
2013 Q2
1 quarter
|
|
|
CIE
78
DELISTED
Cobalt International Energy, Inc
CIE
| $721K | 0.29% |
1,933
+66
| +4% | +$26.7K |
2013 Q2
1 quarter
|
|
79
WisdomTree Japan Hedged Equity Fund
DXJ
$2.36B
| $718K | 0.29% |
+45,000
| New | +$704K |
2013 Q3
0 quarters
|
|
80
PhenixFIN
PFX
$85M
| $714K | 0.28% |
+2,590
| New | +$720K |
2013 Q3
0 quarters
|
|
81
SLB Ltd
SLB
$73.2B
| $707K | 0.28% |
8,000
+2,500
| +45% | +$205K |
2013 Q2
1 quarter
|
|
82
PUT
FedEx
FDX
$68.9B
| $685K | 0.27% |
+6,000
| New | +$648K |
2013 Q3
0 quarters
|
|
|
NBL
83
CALL
DELISTED
Noble Energy, Inc.
NBL
| $670K | 0.27% |
10,000
+2,000
| +25% | +$128K |
2013 Q2
1 quarter
|
|
84
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.26B
| $659K | 0.26% |
+2,500
| New | +$628K |
2013 Q3
0 quarters
|
|
|
WLL
85
CALL
DELISTED
Whiting Petroleum Corporation
WLL
| $658K | 0.26% |
+37
| New | +$573K |
2013 Q3
0 quarters
|
|
|
TIVO
86
DELISTED
TIVO INC
TIVO
| $653K | 0.26% |
+52,500
| New | +$606K |
2013 Q3
0 quarters
|
|
87
CALL
Option Care Health
OPCH
$4.68B
| $649K | 0.26% |
+18,450
| New | +$1.01M |
2013 Q3
0 quarters
|
|
88
CALL
Copart
CPRT
$25.7B
| $636K | 0.25% |
160,000
| – | – |
2013 Q2
1 quarter
|
|
89
CALL
Mondelez International
MDLZ
$81.8B
| $628K | 0.25% |
+20,000
| New | +$620K |
2013 Q3
0 quarters
|
|
|
POT
90
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
| $626K | 0.25% |
+20,000
| New | +$663K |
2013 Q3
0 quarters
|
|
|
APOL
91
CALL
DELISTED
Apollo Education Group Inc Class A
APOL
| $624K | 0.25% |
+30,000
| New | +$580K |
2013 Q3
0 quarters
|
|
|
UNXL
92
CALL
DELISTED
Uni-Pixel, Inc.
UNXL
| $622K | 0.25% |
35,100
+20,100
| +134% | +$320K |
2013 Q2
1 quarter
|
|
93
State Street SPDR S&P Homebuilders ETF
XHB
$1.48B
| $612K | 0.24% |
+20,000
| New | +$598K |
2013 Q3
0 quarters
|
|
94
PUT
State Street Financial Select Sector SPDR ETF
XLF
$51.7B
| $597K | 0.24% |
+34,174
| New | +$606K |
2013 Q3
0 quarters
|
|
95
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
| $588K | 0.23% |
625
+469
| +301% | +$470K |
2013 Q2
1 quarter
|
|
96
CALL
Compass Minerals
CMP
$948M
| $572K | 0.23% |
+7,500
| New | +$595K |
2013 Q3
0 quarters
|
|
97
Sonida Senior Living
SNDA
$1.72B
| $571K | 0.23% |
+1,800
| New | +$610K |
2013 Q3
0 quarters
|
|
98
CALL
Kinross Gold
KGC
$28.4B
| $568K | 0.23% |
112,500
-18,500
| -14% | -$97.9K |
2013 Q2
1 quarter
|
|
99
DELISTED
Noble Corporation
NE
| $567K | 0.23% |
17,160
-5,720
| -25% | -$194K |
2013 Q2
1 quarter
|
|
100
Transocean
RIG
$6.25B
| $565K | 0.23% |
+12,700
| New | +$601K |
2013 Q3
0 quarters
|
|
Similar funds
JPC
OL
NAM
BC
IWC
RCI
PCM
GCP
First New York Securities's Q3 2013 Portfolio in Review
As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.
First New York Securities withdrew a net $39.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.
- First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
- First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
- First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
- First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
- First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
- First New York Securities opened 228 new positions and closed 250 in Q3 2013.
- First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.
Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.