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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
76
CALL
Halliburton
HAL
$29.6B
$722K 0.29%
+15,000
New +$703K
NMFC icon
77
New Mountain Finance
NMFC
$657M
$721K 0.29%
50,000
– –
CIE
78
DELISTED
Cobalt International Energy, Inc
CIE
$721K 0.29%
1,933
+66
+4% +$26.7K
DXJ icon
79
WisdomTree Japan Hedged Equity Fund
DXJ
$7.04B
$718K 0.29%
+15,000
New +$704K
PFX icon
80
PhenixFIN
PFX
$83.1M
$714K 0.28%
+2,590
New +$720K
SLB icon
81
SLB Ltd
SLB
$69.5B
$707K 0.28%
8,000
+2,500
+45% +$205K
FDX icon
82
PUT
FedEx
FDX
$73.2B
$685K 0.27%
+6,000
New +$648K
NBL
83
CALL
DELISTED
Noble Energy, Inc.
NBL
$670K 0.27%
10,000
+2,000
+25% +$128K
XOP icon
84
PUT
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.36B
$659K 0.26%
+2,500
New +$628K
WLL
85
CALL
DELISTED
Whiting Petroleum Corporation
WLL
$658K 0.26%
+37
New +$573K
TIVO
86
DELISTED
TIVO INC
TIVO
$653K 0.26%
+52,500
New +$606K
OPCH icon
87
CALL
Option Care Health
OPCH
$3.42B
$649K 0.26%
+18,450
New +$1.01M
CPRT icon
88
CALL
Copart
CPRT
$25.4B
$636K 0.25%
160,000
– –
MDLZ icon
89
CALL
Mondelez International
MDLZ
$77.2B
$628K 0.25%
+20,000
New +$620K
POT
90
CALL
DELISTED
Potash Corp Of Saskatchewan
POT
$626K 0.25%
+20,000
New +$663K
APOL
91
CALL
DELISTED
Apollo Education Group Inc Class A
APOL
$624K 0.25%
+30,000
New +$580K
UNXL
92
CALL
DELISTED
Uni-Pixel, Inc.
UNXL
$622K 0.25%
35,100
+20,100
+134% +$320K
XHB icon
93
State Street SPDR S&P Homebuilders ETF
XHB
$1.7B
$612K 0.24%
+20,000
New +$598K
XLF icon
94
PUT
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$597K 0.24%
+34,174
New +$606K
VXX
95
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$588K 0.23%
625
+469
+301% +$470K
CMP icon
96
CALL
Compass Minerals
CMP
$1.23B
$572K 0.23%
+7,500
New +$595K
SNDA icon
97
Sonida Senior Living
SNDA
$1.92B
$571K 0.23%
+1,800
New +$610K
KGC icon
98
CALL
Kinross Gold
KGC
$27.1B
$568K 0.23%
112,500
-18,500
-14% -$97.9K
NE
99
DELISTED
Noble Corporation
NE
$567K 0.23%
17,160
-5,720
-25% -$194K
RIG icon
100
Transocean
RIG
$5.62B
$565K 0.23%
+12,700
New +$601K
2 3
4
5 6

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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.