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FNYS
First New York Securities Portfolio holdings
AUM
$53.7M
Turnover
87.99%
1-Year Est. Return
57.01%
This Fund
S&P 500
This Quarter
Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.4%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
(-6%)
Cap. Flow
-$39.1M
Cap. Flow
% of AUM
-15.6%
Top 10 Holdings %
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250
Avg Time Held Equity + Options
0.1
years
Top 10 Avg Time Held Equity + Options
0
years
Top 20 Avg Time Held Equity + Options
0.1
years
Avg Time Held Equity only
0.1
years
Top 10 Avg Time Held Equity only
0.1
years
Top 20 Avg Time Held Equity only
0.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
CNH GLOBAL N.V. (NEW)
CNH
|
+$7.99M |
| 2 |
SAP
SAP
|
+$4.36M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$4.36M |
| 4 |
SMITHFIELD FOODS,INC
SFD
|
+$4M |
| 5 |
CLP
COLONIAL PROPERTIES TRUST
CLP
|
+$3.59M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NEWS CORPORATION CL-A
NWSA
|
+$27.3M |
| 2 |
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
|
+$8.37M |
| 3 |
SPDR Gold Trust
GLD
|
+$7.68M |
| 4 |
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
|
+$7.02M |
| 5 |
Novo Nordisk
NVO
|
+$6.79M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.54% |
| 2 | Technology | 8.48% |
| 3 | Financials | 7.94% |
| 4 | Energy | 4.37% |
| 5 | Healthcare | 4.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
Autoliv
ALV
$8.35B
| $1.05M | 0.42% |
16,689
+15,995
| +2,305% | +$957K |
2013 Q2
1 quarter
|
|
52
Fortinet
FTNT
$124B
| $1.02M | 0.41% |
252,400
+214,900
| +573% | +$870K |
2013 Q2
1 quarter
|
|
53
CALL
DELISTED
Noble Corporation
NE
| $1.02M | 0.41% |
+30,888
| New | +$1.05M |
2013 Q3
0 quarters
|
|
54
DELISTED
Sanchez Energy Corporation
SN
| $1.01M | 0.4% |
38,377
+36,377
| +1,819% | +$863K |
2013 Q2
1 quarter
|
|
|
WWAV
55
DELISTED
The WhiteWave Foods Company
WWAV
| $999K | 0.4% |
+50,000
| New | +$949K |
2013 Q3
0 quarters
|
|
|
RDS.A
56
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $985K | 0.39% |
16,059
+5,353
| +50% | +$327K |
2013 Q2
1 quarter
|
|
57
CALL
JPMorgan Chase
JPM
$902B
| $982K | 0.39% |
19,000
+14,000
| +280% | +$751K |
2013 Q2
1 quarter
|
|
58
PennantPark Floating Rate Capital
PFLT
$646M
| $938K | 0.37% |
68,083
+16,760
| +33% | +$231K |
2013 Q2
1 quarter
|
|
59
CALL
Royal Gold
RGLD
$20.2B
| $925K | 0.37% |
19,000
+3,000
| +19% | +$156K |
2013 Q2
1 quarter
|
|
60
The GEO Group
GEO
$3.77B
| $914K | 0.36% |
+41,250
| New | +$924K |
2013 Q3
0 quarters
|
|
61
CALL
Devon Energy
DVN
$55.8B
| $866K | 0.35% |
+15,000
| New | +$857K |
2013 Q3
0 quarters
|
|
|
IVC
62
DELISTED
Invacare Corporation
IVC
| $864K | 0.34% |
+50,000
| New | +$794K |
2013 Q3
0 quarters
|
|
63
CALL
APA Corp
APA
$17.2B
| $851K | 0.34% |
+10,000
| New | +$831K |
2013 Q3
0 quarters
|
|
64
Golub Capital BDC
GBDC
$3.15B
| $832K | 0.33% |
49,008
+422
| +0.9% | +$7.28K |
2013 Q2
1 quarter
|
|
65
PUT
State Street Energy Select Sector SPDR ETF
XLE
$43.9B
| $829K | 0.33% |
+20,000
| New | +$824K |
2013 Q3
0 quarters
|
|
|
CYNO
66
DELISTED
Cynosure, Inc. Class A
CYNO
| $821K | 0.33% |
+36,000
| New | +$895K |
2013 Q3
0 quarters
|
|
67
BlackRock TCP Capital
TCPC
$349M
| $812K | 0.32% |
50,000
+25,167
| +101% | +$401K |
2013 Q2
1 quarter
|
|
68
CALL
Octave Specialty Group
OSG
$210M
| $780K | 0.31% |
+43,000
| New | +$980K |
2013 Q3
0 quarters
|
|
|
ALBO
69
DELISTED
Albireo Pharma Inc
ALBO
| $772K | 0.31% |
+8,167
| New | +$1.06M |
2013 Q3
0 quarters
|
|
|
NUAN
70
DELISTED
Nuance Communications, Inc.
NUAN
| $772K | 0.31% |
47,702
-35,155
| -42% | -$582K |
2013 Q2
1 quarter
|
|
71
PUT
Bank of New York Mellon
BNY
$97.2B
| $755K | 0.3% |
+25,000
| New | +$767K |
2013 Q3
0 quarters
|
|
72
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
| $751K | 0.3% |
+88,500
| New | +$560K |
2013 Q3
0 quarters
|
|
73
ASML
ASML
$631B
| $741K | 0.3% |
7,500
| – | – |
2013 Q2
1 quarter
|
|
74
Marathon Petroleum
MPC
$134B
| $739K | 0.29% |
+23,000
| New | +$809K |
2013 Q3
0 quarters
|
|
|
APOL
75
DELISTED
Apollo Education Group Inc Class A
APOL
| $728K | 0.29% |
35,000
+10,000
| +40% | +$193K |
2013 Q2
1 quarter
|
|
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IWC
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First New York Securities's Q3 2013 Portfolio in Review
As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.
First New York Securities withdrew a net $39.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Financials.
Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.
- First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
- First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
- First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
- First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
- First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
- First New York Securities opened 228 new positions and closed 250 in Q3 2013.
- First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.
Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.