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FNYS

First New York Securities Portfolio holdings

AUM $53.7M
1-Year Est. Return 57.01%
This Fund
S&P 500
This Quarter Est. Return
+10.64%
1 Year Est. Return
+57.01%
3 Year Est. Return
+119.37%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$251M
AUM Growth
-$16M
Cap. Flow
-$16.1M
Cap. Flow %
-6.43%
Top 10 Hldgs %
35.58%
Holding
604
New
228
Increased
52
Reduced
54
Closed
250

Top Buys

Rank Stock Value
1
CNH
CNH GLOBAL N.V. (NEW)
CNH
+$7.99M
2
SAP icon
SAP
SAP
+$4.36M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$4.36M
4
SFD
SMITHFIELD FOODS,INC
SFD
+$4M
5
CLP
COLONIAL PROPERTIES TRUST
CLP
+$3.59M

Top Sells

Rank Stock Value
1
NWSA
NEWS CORPORATION CL-A
NWSA
+$27.3M
2
NFP
NATIONAL FINANCIAL PARTNERS CORP
NFP
+$8.37M
3
GLD icon
SPDR Gold Trust
GLD
+$7.68M
4
CLWR
CLEARWIRE CORP NEW CL A COM STK (DE)
CLWR
+$7.02M
5
NVO
Novo Nordisk
NVO
+$6.79M

Sector Composition

Rank Sector Weight
1 Technology 8.28%
2 Financials 7.87%
3 Energy 3.71%
4 Healthcare 3.4%
5 Industrials 2.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DF
501
DELISTED
Dean Foods Company
DF
– –
-22,530
Closed -$451K
APC
502
CALL
DELISTED
Anadarko Petroleum
APC
– –
-9,700
Closed -$833K
BKS
503
CALL
DELISTED
Barnes & Noble
BKS
– –
-175,490
Closed -$1.83M
BEL
504
DELISTED
Belmond Ltd.
BEL
– –
-2,000
Closed -$24K
ESRX
505
DELISTED
Express Scripts Holding Company
ESRX
– –
-2,059
Closed -$127K
MON
506
CALL
DELISTED
Monsanto Co
MON
– –
-2,500
Closed -$247K
POT
507
PUT
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-40,000
Closed -$1.53M
AGU
508
DELISTED
Agrium
AGU
– –
-5,000
Closed -$435K
RNVA
509
DELISTED
Rennova Health, Inc.
RNVA
– –
-8
Closed -$123K
ALR
510
DELISTED
Alere Inc
ALR
– –
-24,000
Closed -$588K
UNXL
511
DELISTED
Uni-Pixel, Inc.
UNXL
– –
-2,200
Closed -$35K
PWE
512
CALL
DELISTED
Penn West Energy Petroleum Ltd
PWE
– –
-40,000
Closed -$423K
JOY
513
DELISTED
Joy Global Inc
JOY
– –
-884
Closed -$43K
RAX
514
DELISTED
Rackspace Hosting Inc
RAX
– –
-7,301
Closed -$277K
DRYS
515
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– -$40K
EMC
516
DELISTED
EMC CORPORATION
EMC
– –
-10,000
Closed -$236K
SQNM
517
DELISTED
SEQUENOM INC NEW
SQNM
– –
-54,500
Closed -$230K
AXLL
518
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-500
Closed -$21K
CVC
519
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-10,000
Closed -$168K
HERO
520
CALL
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-7,000
Closed -$49K
ADT
521
DELISTED
ADT Corp
ADT
– –
-10,600
Closed -$423K
PSUN
522
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
– –
-10,000
Closed -$36K
BTU
523
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-1,161
Closed -$255K
LF
524
DELISTED
LEAPFROG ENTERPRISES INC.
LF
– –
-500
Closed -$5K
CBMX
525
DELISTED
CombiMatrix Corporation
CBMX
– –
-800
Closed -$38K
19 20
21
22 23

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First New York Securities's Q3 2013 Portfolio in Review

As of Q3 2013, First New York Securities held 604 positions worth $251M, down 6% from $267M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

First New York Securities withdrew a net $16.1M in Q3 2013, closing 250 positions and reducing 54 holdings. Its most notable exit was NEWS CORPORATION CL-A, an estimated $27.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 5.5% a quarter earlier, followed by Financials and Energy.

Against the trend, First New York Securities opened a new position in CNH GLOBAL N.V. (NEW) worth $2.16M.

  • First New York Securities's largest Q3 2013 buy was CNH GLOBAL N.V. (NEW): 172,557 shares worth $2.16M.
  • First New York Securities added most to Syngenta Ag in Q3 2013, an estimated $1.96M increase.
  • First New York Securities's biggest Q3 2013 reduction was SPDR Gold Trust, cutting an estimated $7.68M.
  • First New York Securities fully exited NEWS CORPORATION CL-A in Q3 2013, selling an estimated $27.3M.
  • First New York Securities's ten largest holdings make up 36% of its $251M portfolio in Q3 2013.
  • First New York Securities opened 228 new positions and closed 250 in Q3 2013.
  • First New York Securities's portfolio value fell 6% quarter-over-quarter to $251M.

Based on First New York Securities's 13F filing for Q3 2013, filed 6 Nov 2013.