First New York Securities’s Ocean Rig UDW Inc. Class A Common Shares ORIG Stock Holding History

First New York Securities’s Portfolio ORIG Stock Details ORIG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-6	Closed	-$1.06M	–	517
2014 Q1	$1.06M	Sell	6 -4	-40%	-$649K	0.52%	52
2013 Q4	$1.85M	Buy	10 +7	+233%	+$1.25M	1.91%	21
2013 Q3	$546K	Buy	+3	New	+$494K	0.43%	105

Other funds holding ORIG

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Adage Capital Partners

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

Huber Capital Management El Segundo, California $647M AUM 24.91% 1-Year Est. Return

Brigade Capital Management New York $142M AUM 20.71% 1-Year Est. Return

Highland Capital Management (Texas) Dallas, Texas $39M AUM

Mackenzie Financial

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Assured Investment Management New York $79.5M AUM 115.55% 1-Year Est. Return

Ionic Capital Management New York $119M AUM 48.26% 1-Year Est. Return

River Road Asset Management Louisville, Kentucky $8.82B AUM 7.52% 1-Year Est. Return

Venor Capital Management New York $58.9M AUM 37.72% 1-Year Est. Return