First New York Securities’s Golub Capital BDC GBDC Stock Holding History

First New York Securities’s Portfolio GBDC Stock Details GBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-49,008	Closed	-$832K	–	311
2013 Q3	$832K	Buy	49,008 +422	+0.9%	+$7.28K	0.33%	65
2013 Q2	$833K	Buy	+48,586	New	+$823K	0.31%	62

Other funds holding GBDC

ALA

Atherton Lane Advisers Menlo Park, California $1.72B AUM 0.32% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

First New York Securities's GBDC Position: Q4 2013 in Review

First New York Securities sold out of Golub Capital BDC (GBDC) in Q4 2013, closing a stake of 49,008 shares — an estimated $832K sold.

First New York Securities first reported a position in GBDC in Q2 2013 and held it in 2 quarters. The position peaked at $833K in Q2 2013. 112 funds tracked by Wall St. Rank hold GBDC as of Q4 2013.

First New York Securities reported no remaining Golub Capital BDC position as of Q4 2013 after selling out during the quarter.
First New York Securities sold 49,008 Golub Capital BDC shares in Q4 2013, an estimated $832K.
First New York Securities first reported a position in Golub Capital BDC in Q2 2013 and held it in 2 quarters.
First New York Securities's Golub Capital BDC position peaked at $833K in Q2 2013.
112 funds tracked by Wall St. Rank held Golub Capital BDC as of Q4 2013.

Based on First New York Securities's 13F filing for Q4 2013, filed 12 Feb 2014.