First New York Securities’s Carnival PLC CUK Stock Holding History

First New York Securities’s Portfolio CUK Stock Details CUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-3,300	Closed	-$162K	–	111
2016 Q3	$162K	Buy	+3,300	New	+$155K	0.11%	77
2015 Q2	–	Sell	-300	Closed	-$14.7K	–	461
2015 Q1	$14.7K	Sell	300 -11,300	-97%	-$516K	0.01%	241
2014 Q4	$522K	Buy	11,600 +2,500	+27%	+$102K	0.93%	25
2014 Q3	$364K	Buy	+9,100	New	+$344K	0.26%	81
2014 Q2	–	Sell	-2	Closed	–	–	231
2014 Q1	$0	Buy	+2	New	+$82	﹤0.01%	398

Other funds holding CUK

State of Wisconsin Investment Board Madison, Wisconsin $49.6B AUM 39.59% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return

TAM

Todd Asset Management Louisville, Kentucky $5.63B AUM 45.28% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $9.24B AUM 21.27% 1-Year Est. Return

TRSOTSOK

Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $14.7B AUM 42.39% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

First New York Securities's CUK Position: Q4 2016 in Review

First New York Securities sold out of Carnival PLC (CUK) in Q4 2016, closing a stake of 3,300 shares — an estimated $162K sold.

First New York Securities first reported a position in CUK in Q1 2014 and held it in 5 quarters. The position peaked at $522K in Q4 2014. 124 funds tracked by Wall St. Rank hold CUK as of Q4 2016.

First New York Securities reported no remaining Carnival PLC position as of Q4 2016 after selling out during the quarter.
First New York Securities sold 3,300 Carnival PLC shares in Q4 2016, an estimated $162K.
First New York Securities first reported a position in Carnival PLC in Q1 2014 and held it in 5 quarters.
First New York Securities's Carnival PLC position peaked at $522K in Q4 2014.
124 funds tracked by Wall St. Rank held Carnival PLC as of Q4 2016.

Based on First New York Securities's 13F filing for Q4 2016, filed 7 Feb 2017.