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First New York Securities’s Ares Capital ARCC Stock Holding History

First New York Securities’s Portfolio ARCC Stock Details ARCC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-16,700
Closed -$297K – 387
2013
Q4 		$297K Sell
16,700
-109,200
-87% -$1.92M 0.18% 105
2013
Q3 		$2.18M Sell
125,900
-39,100
-24% -$685K 0.87% 27
2013
Q2 		$2.84M Buy
+165,000
New +$2.88M 1.06% 18

Other funds holding ARCC

TIM
Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
VNIM
Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return
Lord, Abbett & Co
Lord, Abbett & Co Jersey City, New Jersey $34.9B AUM 72.7% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return
BAM
Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

First New York Securities's ARCC Position: Q1 2014 in Review

First New York Securities sold out of Ares Capital (ARCC) in Q1 2014, closing a stake of 16,700 shares — an estimated $297K sold.

First New York Securities first reported a position in ARCC in Q2 2013 and held it in 3 quarters. The position peaked at $2.84M in Q2 2013. 340 funds tracked by Wall St. Rank hold ARCC as of Q1 2014.

  • First New York Securities reported no remaining Ares Capital position as of Q1 2014 after selling out during the quarter.
  • First New York Securities sold 16,700 Ares Capital shares in Q1 2014, an estimated $297K.
  • First New York Securities first reported a position in Ares Capital in Q2 2013 and held it in 3 quarters.
  • First New York Securities's Ares Capital position peaked at $2.84M in Q2 2013.
  • 340 funds tracked by Wall St. Rank held Ares Capital as of Q1 2014.

Based on First New York Securities's 13F filing for Q1 2014, filed 15 May 2014.