First Manhattan’s MVC Capital, Inc. MVC Stock Holding History

First Manhattan’s Portfolio MVC Stock Details MVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-15,000	Closed	-$120K	–	1491
2016 Q2	$120K	Hold	15,000	–	–	﹤0.01%	777
2016 Q1	$111K	Hold	15,000	–	–	﹤0.01%	769
2015 Q4	$110K	Sell	15,000 -5,000	-25%	-$40.4K	﹤0.01%	797
2015 Q3	$164K	Hold	20,000	–	–	﹤0.01%	704
2015 Q2	$204K	Hold	20,000	–	–	﹤0.01%	685
2015 Q1	$189K	Hold	20,000	–	–	﹤0.01%	698
2014 Q4	$196K	Buy	20,000 +5,000	+33%	+$53.9K	﹤0.01%	704
2014 Q3	$161K	Hold	15,000	–	–	﹤0.01%	721
2014 Q2	$194K	Buy	+15,000	New	+$193K	﹤0.01%	685

Other funds holding MVC

Wynnefield Capital New York $148M AUM 32.71% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $285M AUM 30.42% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

First Manhattan's MVC Position: Q3 2016 in Review

First Manhattan sold out of MVC Capital, Inc. (MVC) in Q3 2016, closing a stake of 15,000 shares — an estimated $120K sold.

First Manhattan first reported a position in MVC in Q2 2014 and held it in 9 quarters. The position peaked at $204K in Q2 2015. 45 funds tracked by Wall St. Rank hold MVC as of Q3 2016.

First Manhattan reported no remaining MVC Capital, Inc. position as of Q3 2016 after selling out during the quarter.
First Manhattan sold 15,000 MVC Capital, Inc. shares in Q3 2016, an estimated $120K.
First Manhattan first reported a position in MVC Capital, Inc. in Q2 2014 and held it in 9 quarters.
First Manhattan's MVC Capital, Inc. position peaked at $204K in Q2 2015.
45 funds tracked by Wall St. Rank held MVC Capital, Inc. as of Q3 2016.

Based on First Manhattan's 13F filing for Q3 2016, filed 20 Oct 2016.