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FFA

First Foundation Advisors Portfolio holdings

AUM $2.78B
1-Year Est. Return 23.76%
This Fund
S&P 500
This Quarter Est. Return
+1.23%
1 Year Est. Return
+23.76%
3 Year Est. Return
+70.36%
5 Year Est. Return
+87.37%
10 Year Est. Return
+304.16%
AUM
$1.53B
AUM Growth
+$81.5M
Cap. Flow
+$82.7M
Cap. Flow %
5.41%
Top 10 Hldgs %
29.49%
Holding
330
New
39
Increased
133
Reduced
82
Closed
19

Top Buys

Rank Stock Value
1
PPG icon
PPG Industries
PPG
+$18.5M
2
ROIC
Retail Opportunity Investments Corp.
ROIC
+$17.8M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.33M
4
AGN
Allergan plc
AGN
+$7.35M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$7.14M

Top Sells

Rank Stock Value
1
IBM icon
IBM
IBM
+$12.7M
2
OAK
OAKTREE CAPITAL GROUP, LLC
OAK
+$9.18M
3
STRZA
Starz - Series A
STRZA
+$4.49M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$3.05M
5
BIIB icon
Biogen
BIIB
+$2.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 17.86%
2 Financials 13.1%
3 Healthcare 12.94%
4 Real Estate 12.06%
5 Consumer Staples 10.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBD
276
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$243K 0.02%
11,591
– –
PNC icon
277
PNC Financial Services
PNC
$92.4B
$240K 0.02%
+2,054
New +$214K
WOR icon
278
Worthington Enterprises
WOR
$2.88B
$238K 0.02%
8,138
– –
GAP
279
The Gap Inc
GAP
$7.09B
$237K 0.02%
10,574
+374
+4% +$9.63K
ED icon
280
Consolidated Edison
ED
$39B
$231K 0.02%
3,141
+291
+10% +$21K
APTV icon
281
Aptiv
APTV
$9B
$225K 0.01%
3,342
-569
-15% -$38.2K
J icon
282
Jacobs Solutions
J
$16.8B
$222K 0.01%
4,715
-242
-5% -$11.1K
KMF
283
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$222K 0.01%
13,965
– –
DE icon
284
Deere & Co
DE
$181B
$215K 0.01%
+2,091
New +$197K
AFL icon
285
Aflac
AFL
$58.6B
$214K 0.01%
+6,152
New +$217K
SIMO icon
286
Silicon Motion
SIMO
$8.18B
$212K 0.01%
5,000
– –
USB icon
287
US Bancorp
USB
$93.1B
$212K 0.01%
+4,127
New +$196K
NKE icon
288
Nike
NKE
$53.1B
$211K 0.01%
4,152
+265
+7% +$13.6K
NVS icon
289
Novartis
NVS
$264B
$202K 0.01%
3,094
-1,319
-30% -$85.6K
DISCK
290
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$201K 0.01%
+7,500
New +$198K
KED
291
DELISTED
Kayne Anderson Energy
KED
$201K 0.01%
10,352
– –
CYS
292
DELISTED
CYS Investments Inc.
CYS
$193K 0.01%
25,000
– –
MCA
293
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$191K 0.01%
13,165
– –
SPE
294
Special Opportunities Fund
SPE
$144M
$187K 0.01%
14,377
-3,151
-18% -$42.4K
BGT icon
295
BlackRock Floating Rate Income Trust
BGT
$319M
$182K 0.01%
12,908
– –
BHC icon
296
Bausch Health
BHC
$2.13B
$175K 0.01%
+12,034
New +$221K
OXSQ icon
297
Oxford Square Capital
OXSQ
$138M
$166K 0.01%
25,126
– –
GLAD icon
298
Gladstone Capital
GLAD
$437M
$119K 0.01%
6,351
– –
SDLP
299
DELISTED
SEADRILL PARTNERS LLC
SDLP
$87K 0.01%
+2,068
New +$75.4K
NRO
300
Neuberger Real Estate Securities Income Fund Inc
NRO
$172M
$85K 0.01%
16,528
+4,781
+41% +$24.2K
10 11
12
13 14

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PAI
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First Foundation Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, First Foundation Advisors held 330 positions worth $1.53B, up 5.6% from $1.45B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

First Foundation Advisors deployed $82.7M of net new capital in Q4 2016, opening 39 new positions and adding to 133 existing holdings. Its largest new stake was PPG Industries: 193,827 shares worth $18.4M.

By sector, the portfolio is most concentrated in Miscellaneous at 18% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was IBM, an estimated $12.7M trimmed.

  • First Foundation Advisors's largest Q4 2016 buy was PPG Industries: 193,827 shares worth $18.4M.
  • First Foundation Advisors added most to Retail Opportunity Investments Corp. in Q4 2016, an estimated $17.8M increase.
  • First Foundation Advisors's biggest Q4 2016 reduction was IBM, cutting an estimated $12.7M.
  • First Foundation Advisors fully exited Starz - Series A in Q4 2016, selling an estimated $4.49M.
  • First Foundation Advisors's ten largest holdings make up 29% of its $1.53B portfolio in Q4 2016.
  • First Foundation Advisors opened 39 new positions and closed 19 in Q4 2016.
  • First Foundation Advisors's portfolio value rose 5.6% quarter-over-quarter to $1.53B.

Based on First Foundation Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.