First Foundation Advisors’s PIMCO Municipal Income Fund III PMX Stock Holding History

First Foundation Advisors’s Portfolio PMX Stock Details PMX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-23,979	Closed	-$306K	–	365
2019 Q3	$306K	Hold	23,979	–	–	0.02%	286
2019 Q2	$296K	Hold	23,979	–	–	0.02%	280
2019 Q1	$301K	Hold	23,979	–	–	0.02%	267
2018 Q4	$267K	Hold	23,979	–	–	0.02%	327
2018 Q3	$278K	Hold	23,979	–	–	0.02%	297
2018 Q2	$277K	Hold	23,979	–	–	0.02%	273
2018 Q1	$273K	Hold	23,979	–	–	0.02%	272
2017 Q4	$278K	Hold	23,979	–	–	0.02%	283
2017 Q3	$284K	Hold	23,979	–	–	0.02%	255
2017 Q2	$281K	Hold	23,979	–	–	0.02%	260
2017 Q1	$271K	Hold	23,979	–	–	0.02%	270
2016 Q4	$273K	Hold	23,979	–	–	0.02%	264
2016 Q3	$307K	Sell	23,979 -24,744	-51%	-$317K	0.02%	232
2016 Q2	$628K	Hold	48,723	–	–	0.05%	169
2016 Q1	$590K	Buy	48,723 +8,368	+21%	+$99.1K	0.04%	158
2015 Q4	$464K	Hold	40,355	–	–	0.03%	184
2015 Q3	$443K	Buy	40,355 +24,744	+159%	+$270K	0.04%	162
2015 Q2	$166K	Hold	15,611	–	–	0.01%	220
2015 Q1	$180K	Buy	+15,611	New	+$177K	0.02%	221

Other funds holding PMX

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

PGWM

Parisi Gray Wealth Management Mendham, New Jersey $487M AUM 33.83% 1-Year Est. Return

First Foundation Advisors's PMX Position: Q4 2019 in Review

First Foundation Advisors sold out of PIMCO Municipal Income Fund III (PMX) in Q4 2019, closing a stake of 23,979 shares — an estimated $306K sold.

First Foundation Advisors first reported a position in PMX in Q1 2015 and held it in 19 quarters. The position peaked at $628K in Q2 2016. 50 funds tracked by Wall St. Rank hold PMX as of Q4 2019.

First Foundation Advisors reported no remaining PIMCO Municipal Income Fund III position as of Q4 2019 after selling out during the quarter.
First Foundation Advisors sold 23,979 PIMCO Municipal Income Fund III shares in Q4 2019, an estimated $306K.
First Foundation Advisors first reported a position in PIMCO Municipal Income Fund III in Q1 2015 and held it in 19 quarters.
First Foundation Advisors's PIMCO Municipal Income Fund III position peaked at $628K in Q2 2016.
50 funds tracked by Wall St. Rank held PIMCO Municipal Income Fund III as of Q4 2019.

Based on First Foundation Advisors's 13F filing for Q4 2019, filed 11 Feb 2020.