First Foundation Advisors’s PennantPark Floating Rate Capital PFLT Stock Holding History

First Foundation Advisors’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-12,393	Closed	-$110K	–	348
2025 Q3	$110K	Hold	12,393	–	–	﹤0.01%	329
2025 Q2	$128K	Hold	12,393	–	–	﹤0.01%	326
2025 Q1	$139K	Hold	12,393	–	–	0.01%	326
2024 Q4	$135K	Hold	12,393	–	–	0.01%	335
2024 Q3	$143K	Hold	12,393	–	–	0.01%	343
2024 Q2	$143K	Buy	+12,393	New	+$141K	0.01%	348

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $8.04B AUM 44.04% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

DCP

Diameter Capital Partners New York $1.24B AUM 137.67% 1-Year Est. Return

Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

First Foundation Advisors's PFLT Position: Q4 2025 in Review

First Foundation Advisors sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2025, closing a stake of 12,393 shares — an estimated $110K sold.

First Foundation Advisors first reported a position in PFLT in Q2 2024 and held it in 6 quarters. The position peaked at $143K in Q3 2024. 136 funds tracked by Wall St. Rank hold PFLT as of Q4 2025.

First Foundation Advisors reported no remaining PennantPark Floating Rate Capital position as of Q4 2025 after selling out during the quarter.
First Foundation Advisors sold 12,393 PennantPark Floating Rate Capital shares in Q4 2025, an estimated $110K.
First Foundation Advisors first reported a position in PennantPark Floating Rate Capital in Q2 2024 and held it in 6 quarters.
First Foundation Advisors's PennantPark Floating Rate Capital position peaked at $143K in Q3 2024.
136 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2025.

Based on First Foundation Advisors's 13F filing for Q4 2025, filed 4 Feb 2026.