First Foundation Advisors’s NRG Energy NRG Stock Holding History

First Foundation Advisors’s Portfolio NRG Stock Details NRG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-70,108	Closed	-$1.6M	–	253
2015 Q2	$1.6M	Buy	70,108 +13,000	+23%	+$325K	0.13%	89
2015 Q1	$1.44M	Buy	57,108 +36,145	+172%	+$913K	0.12%	86
2014 Q4	$565K	Buy	20,963 +380	+2%	+$11.2K	0.05%	134
2014 Q3	$627K	Buy	20,583 +422	+2%	+$13.2K	0.06%	126
2014 Q2	$750K	Buy	20,161 +5,530	+38%	+$190K	0.08%	90
2014 Q1	$465K	Buy	14,631 +1,757	+14%	+$50.4K	0.06%	111
2013 Q4	$370K	Buy	+12,874	New	+$360K	0.05%	128

Other funds holding NRG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Carlson Capital Dallas, Texas $318M AUM 27.64% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

First Foundation Advisors's NRG Position: Q3 2015 in Review

First Foundation Advisors sold out of NRG Energy (NRG) in Q3 2015, closing a stake of 70,108 shares — an estimated $1.6M sold.

First Foundation Advisors first reported a position in NRG in Q4 2013 and held it in 7 quarters. The position peaked at $1.6M in Q2 2015. 367 funds tracked by Wall St. Rank hold NRG as of Q3 2015.

First Foundation Advisors reported no remaining NRG Energy position as of Q3 2015 after selling out during the quarter.
First Foundation Advisors sold 70,108 NRG Energy shares in Q3 2015, an estimated $1.6M.
First Foundation Advisors first reported a position in NRG Energy in Q4 2013 and held it in 7 quarters.
First Foundation Advisors's NRG Energy position peaked at $1.6M in Q2 2015.
367 funds tracked by Wall St. Rank held NRG Energy as of Q3 2015.

Based on First Foundation Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.