First Allied Asset Management’s iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 VXZ Stock Holding History

First Allied Asset Management’s Portfolio VXZ Stock Details VXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-11,351	Closed	-$578K	–	241
2014 Q2	$578K	Buy	+11,351	New	+$640K	0.09%	147
2013 Q4	–	Sell	-3,202	Closed	-$241K	–	198
2013 Q3	$241K	Buy	+3,202	New	+$252K	0.04%	157

Other funds holding VXZ

Barclays London, United Kingdom $416B AUM 33.63% 1-Year Est. Return

LCM

Lakewood Capital Management New York $1.58B AUM 0.92% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VAM

Visium Asset Management New York $1.43B AUM 3.58% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Nomura Holdings Tokyo, Japan $37.7B AUM 34.44% 1-Year Est. Return

First Allied Asset Management's VXZ Position: Q3 2014 in Review

First Allied Asset Management sold out of iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 (VXZ) in Q3 2014, closing a stake of 11,351 shares — an estimated $578K sold.

First Allied Asset Management first reported a position in VXZ in Q3 2013 and held it in 2 quarters. The position peaked at $578K in Q2 2014. 27 funds tracked by Wall St. Rank hold VXZ as of Q3 2014.

First Allied Asset Management reported no remaining iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 position as of Q3 2014 after selling out during the quarter.
First Allied Asset Management sold 11,351 iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 shares in Q3 2014, an estimated $578K.
First Allied Asset Management first reported a position in iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 in Q3 2013 and held it in 2 quarters.
First Allied Asset Management's iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 position peaked at $578K in Q2 2014.
27 funds tracked by Wall St. Rank held iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019 as of Q3 2014.

Based on First Allied Asset Management's 13F filing for Q3 2014, filed 12 Nov 2014.