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FCG

Financial Connections Group Portfolio holdings

AUM $288M
1-Year Est. Return 15.87%
This Fund
S&P 500
This Quarter Est. Return
-3.51%
1 Year Est. Return
+15.87%
3 Year Est. Return
+44.44%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.1M
AUM Growth
-$71.4M
Cap. Flow
-$68.4M
Cap. Flow %
-84.4%
Top 10 Hldgs %
74.16%
Holding
254
New
3
Increased
24
Reduced
33
Closed
118

Top Buys

Rank Stock Value
1
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$5.5M
2
USXF icon
iShares ESG Advanced MSCI USA ETF
USXF
+$1.65M
3
PYLD icon
PIMCO Multi Sector Bond Active ETF
PYLD
+$413K
4
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$393K
5
ESML icon
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
+$384K

Top Sells

Rank Stock Value
1
CMF icon
iShares California Muni Bond ETF
CMF
+$10.6M
2
JAVA icon
JPMorgan Active Value ETF
JAVA
+$10.5M
3
VUG icon
Vanguard Growth ETF
VUG
+$10.2M
4
TFLR icon
T. Rowe Price Floating Rate ETF
TFLR
+$6.58M
5
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 6.26%
2 Financials 3.53%
3 Communication Services 1.5%
4 Consumer Discretionary 1.07%
5 Healthcare 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAU icon
1
Dimensional US Core Equity Market ETF
DFAU
$12.3B
$13.8M 17.01%
460,406
+176,794
+62% +$5.5M
DFAX icon
2
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$8.1M 9.99%
359,793
+16,784
+5% +$393K
DFAS icon
3
Dimensional US Small Cap ETF
DFAS
$15.2B
$7.87M 9.71%
149,943
-1,361
-0.9% -$75K
DFIV icon
4
Dimensional International Value ETF
DFIV
$20.7B
$7.42M 9.16%
227,621
+5,172
+2% +$172K
USXF icon
5
iShares ESG Advanced MSCI USA ETF
USXF
$1.42B
$5.97M 7.37%
172,373
+45,627
+36% +$1.65M
ESML icon
6
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
$4.8M 5.93%
142,803
+10,797
+8% +$384K
AAPL icon
7
Apple
AAPL
$4.89T
$4M 4.93%
23,355
-2,140
-8% -$392K
JPST icon
8
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.1M 3.82%
61,744
-745
-1% -$37.3K
DMXF icon
9
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.19B
$2.95M 3.64%
51,691
+2,425
+5% +$145K
EUSB icon
10
iShares ESG Advanced Universal USD Bond ETF
EUSB
$710M
$2.1M 2.59%
51,501
+1,003
+2% +$42K
SPDW icon
11
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$1.82M 2.25%
58,721
-232
-0.4% -$7.49K
BRK.B icon
12
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.81M 2.24%
5,173
– –
TDVG icon
13
T. Rowe Price Dividend Growth ETF
TDVG
$1.41B
$1.76M 2.18%
55,009
+1,001
+2% +$33.4K
JAVA icon
14
JPMorgan Active Value ETF
JAVA
$6.74B
$1.64M 2.02%
31,954
-196,105
-86% -$10.5M
IUSB icon
15
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$1.6M 1.98%
36,669
+4,825
+15% +$216K
NUSC icon
16
Nuveen ESG Small-Cap ETF
NUSC
$1.28B
$1.01M 1.24%
28,951
-3,040
-10% -$112K
PHYL icon
17
PGIM Active High Yield Bond ETF
PHYL
$1.32B
$770K 0.95%
23,060
-7,687
-25% -$261K
TSLA icon
18
Tesla
TSLA
$1.24T
$638K 0.79%
2,553
-21
-0.8% -$5.39K
TBUX icon
19
T. Rowe Price Ultra Short-Term Bond ETF
TBUX
$1.27B
$554K 0.68%
11,350
-2,782
-20% -$136K
GOOG icon
20
Alphabet (Google) Class C
GOOG
$3.9T
$487K 0.6%
3,698
-432
-10% -$56.2K
TFLR icon
21
T. Rowe Price Floating Rate ETF
TFLR
$668M
$487K 0.6%
9,574
-128,739
-93% -$6.58M
TEQI icon
22
T. Rowe Price Equity Income ETF
TEQI
$440M
$409K 0.5%
12,317
-14,743
-54% -$511K
PYLD icon
23
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
$406K 0.5%
+16,623
New +$413K
GOOGL icon
24
Alphabet (Google) Class A
GOOGL
$3.91T
$370K 0.46%
2,831
-596
-17% -$77.1K
EMXF icon
25
iShares ESG Advanced MSCI EM ETF
EMXF
$159M
$368K 0.45%
10,884
-2,082
-16% -$73.8K
1
2 3 4 5

Similar funds

MM
Marnell Management Farmington Hills, Michigan $288M AUM
HIS
Horizon Investment Services Hammond, Indiana $288M AUM 49.52% 1-Year Est. Return
PAM
PSquared Asset Management Zurich, Switzerland $287M AUM 58.62% 1-Year Est. Return
WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return
EA
Extract Advisors Calabasas, California $287M AUM
GCM
GoodHaven Capital Management Millburn, New Jersey $287M AUM 9.07% 1-Year Est. Return
WCA
Whetstone Capital Advisors Shawnee Mission, Kansas $288M AUM 44.06% 1-Year Est. Return
LK
Lumbard & Kellner Hollis, New Hampshire $289M AUM 59.5% 1-Year Est. Return

Financial Connections Group's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Connections Group held 254 positions worth $81.1M, down 47% from $153M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Financial Connections Group withdrew a net $68.4M in Q3 2023, closing 118 positions and reducing 33 holdings. Its most notable exit was iShares California Muni Bond ETF, an estimated $10.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 5.4% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Financial Connections Group opened a new position in PIMCO Multi Sector Bond Active ETF worth $406K.

  • Financial Connections Group's largest Q3 2023 buy was PIMCO Multi Sector Bond Active ETF: 16,623 shares worth $406K.
  • Financial Connections Group added most to Dimensional US Core Equity Market ETF in Q3 2023, an estimated $5.5M increase.
  • Financial Connections Group's biggest Q3 2023 reduction was JPMorgan Active Value ETF, cutting an estimated $10.5M.
  • Financial Connections Group fully exited iShares California Muni Bond ETF in Q3 2023, selling an estimated $10.6M.
  • Financial Connections Group's ten largest holdings make up 74% of its $81.1M portfolio in Q3 2023.
  • Financial Connections Group opened 3 new positions and closed 118 in Q3 2023.
  • Financial Connections Group's portfolio value fell 47% quarter-over-quarter to $81.1M.

Based on Financial Connections Group's 13F filing for Q3 2023, filed 6 Nov 2023.