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FCG

Financial Connections Group Portfolio holdings

AUM $288M
1-Year Est. Return 15.87%
This Fund
S&P 500
This Quarter Est. Return
-3.51%
1 Year Est. Return
+15.87%
3 Year Est. Return
+44.44%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.1M
AUM Growth
-$71.4M
Cap. Flow
-$68.4M
Cap. Flow %
-84.4%
Top 10 Hldgs %
74.16%
Holding
254
New
3
Increased
24
Reduced
33
Closed
118

Top Buys

Rank Stock Value
1
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$5.5M
2
USXF icon
iShares ESG Advanced MSCI USA ETF
USXF
+$1.65M
3
PYLD icon
PIMCO Multi Sector Bond Active ETF
PYLD
+$413K
4
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$393K
5
ESML icon
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
+$384K

Top Sells

Rank Stock Value
1
CMF icon
iShares California Muni Bond ETF
CMF
+$10.6M
2
JAVA icon
JPMorgan Active Value ETF
JAVA
+$10.5M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$10.2M
4
TFLR icon
T. Rowe Price Floating Rate ETF
TFLR
+$6.58M
5
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 6.26%
2 Financials 3.53%
3 Communication Services 1.5%
4 Consumer Discretionary 1.07%
5 Healthcare 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
101
Enbridge
ENB
$119B
$8K 0.01%
264
– –
OBDC icon
102
Blue Owl Capital
OBDC
$5.34B
$8K 0.01%
627
+15
+2% +$207
PWRD
103
TCW Transform Systems ETF
PWRD
$1.43B
$8K 0.01%
160
– –
COP icon
104
ConocoPhillips
COP
$147B
$7K 0.01%
60
– –
DFAE icon
105
Dimensional Emerging Core Equity Market ETF
DFAE
$9.29B
$7K 0.01%
350
– –
MOO icon
106
VanEck Agribusiness ETF
MOO
$972M
$7K 0.01%
100
– –
SDG icon
107
iShares MSCI Global Sustainable Development Goals ETF
SDG
$169M
$7K 0.01%
100
– –
XLC icon
108
State Street Communication Services Select Sector SPDR ETF
XLC
$22.3B
$7K 0.01%
115
– –
SMFG icon
109
Sumitomo Mitsui Financial
SMFG
$164B
$5K 0.01%
561
+10
+2% +$92
DRD
110
DRDGold
DRD
$1.77B
$4K ﹤0.01%
537
– –
SPIP icon
111
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$4K ﹤0.01%
172
+2
+1% +$51
AZN icon
112
AstraZeneca
AZN
$263B
$3K ﹤0.01%
27
– –
PBD icon
113
Invesco Global Clean Energy ETF
PBD
$182M
$3K ﹤0.01%
200
– –
SBSW icon
114
Sibanye-Stillwater
SBSW
$6.26B
$3K ﹤0.01%
500
– –
VOTE icon
115
TCW Transform 500 ETF
VOTE
$1.1B
$3K ﹤0.01%
68
– –
LITE icon
116
Lumentum
LITE
$55.5B
$2K ﹤0.01%
50
– –
NUS icon
117
Nu Skin
NUS
$252M
$2K ﹤0.01%
109
– –
RF icon
118
Regions Financial
RF
$26.4B
$2K ﹤0.01%
135
– –
RIVN icon
119
Rivian
RIVN
$22B
$2K ﹤0.01%
100
– –
AMD icon
120
Advanced Micro Devices
AMD
$776B
$1K ﹤0.01%
10
-847
-99% -$91.9K
KTB icon
121
Kontoor Brands
KTB
$4.63B
$1K ﹤0.01%
32
– –
PCG icon
122
PG&E
PCG
$38.3B
$1K ﹤0.01%
100
– –
NSLR
123
Neostellar Capital Corp
NSLR
$269M
$1K ﹤0.01%
500
– –
ZIM icon
124
ZIM Integrated Shipping Services
ZIM
$3.04B
$1K ﹤0.01%
147
– –
ACWV icon
125
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.32B
– –
-53,199
Closed -$5.22M
3 4
5
6 7

Similar funds

MM
Marnell Management Farmington Hills, Michigan $288M AUM
HIS
Horizon Investment Services Hammond, Indiana $288M AUM 49.52% 1-Year Est. Return
PAM
PSquared Asset Management Zurich, Switzerland $287M AUM 58.62% 1-Year Est. Return
WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return
EA
Extract Advisors Calabasas, California $287M AUM
GCM
GoodHaven Capital Management Millburn, New Jersey $287M AUM 9.07% 1-Year Est. Return
WCA
Whetstone Capital Advisors Shawnee Mission, Kansas $288M AUM 44.06% 1-Year Est. Return
LK
Lumbard & Kellner Hollis, New Hampshire $289M AUM 59.5% 1-Year Est. Return

Financial Connections Group's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Connections Group held 254 positions worth $81.1M, down 47% from $153M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Financial Connections Group withdrew a net $68.4M in Q3 2023, closing 118 positions and reducing 33 holdings. Its most notable exit was iShares California Muni Bond ETF, an estimated $10.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 5.4% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Financial Connections Group opened a new position in PIMCO Multi Sector Bond Active ETF worth $406K.

  • Financial Connections Group's largest Q3 2023 buy was PIMCO Multi Sector Bond Active ETF: 16,623 shares worth $406K.
  • Financial Connections Group added most to Dimensional US Core Equity Market ETF in Q3 2023, an estimated $5.5M increase.
  • Financial Connections Group's biggest Q3 2023 reduction was JPMorgan Active Value ETF, cutting an estimated $10.5M.
  • Financial Connections Group fully exited iShares California Muni Bond ETF in Q3 2023, selling an estimated $10.6M.
  • Financial Connections Group's ten largest holdings make up 74% of its $81.1M portfolio in Q3 2023.
  • Financial Connections Group opened 3 new positions and closed 118 in Q3 2023.
  • Financial Connections Group's portfolio value fell 47% quarter-over-quarter to $81.1M.

Based on Financial Connections Group's 13F filing for Q3 2023, filed 6 Nov 2023.