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FCG

Financial Connections Group Portfolio holdings

AUM $288M
1-Year Est. Return 15.87%
This Fund
S&P 500
This Quarter Est. Return
-3.51%
1 Year Est. Return
+15.87%
3 Year Est. Return
+44.44%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$81.1M
AUM Growth
-$71.4M
Cap. Flow
-$68.4M
Cap. Flow %
-84.4%
Top 10 Hldgs %
74.16%
Holding
254
New
3
Increased
24
Reduced
33
Closed
118

Top Buys

Rank Stock Value
1
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$5.5M
2
USXF icon
iShares ESG Advanced MSCI USA ETF
USXF
+$1.65M
3
PYLD icon
PIMCO Multi Sector Bond Active ETF
PYLD
+$413K
4
DFAX icon
Dimensional World ex US Core Equity 2 ETF
DFAX
+$393K
5
ESML icon
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
+$384K

Top Sells

Rank Stock Value
1
CMF icon
iShares California Muni Bond ETF
CMF
+$10.6M
2
JAVA icon
JPMorgan Active Value ETF
JAVA
+$10.5M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$10.2M
4
TFLR icon
T. Rowe Price Floating Rate ETF
TFLR
+$6.58M
5
VIGI icon
Vanguard International Dividend Appreciation ETF
VIGI
+$6.13M

Sector Composition

Rank Sector Weight
1 Technology 6.26%
2 Financials 3.53%
3 Communication Services 1.5%
4 Consumer Discretionary 1.07%
5 Healthcare 0.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
26
Visa
V
$673B
$358K 0.44%
1,560
– –
NUDM icon
27
Nuveen ESG International Developed Markets Equity ETF
NUDM
$710M
$356K 0.44%
13,046
-1,765
-12% -$50.1K
NVDA icon
28
NVIDIA
NVDA
$4.72T
$356K 0.44%
8,200
-100
-1% -$4.48K
DFSU
29
Dimensional US Sustainability Core 1 ETF
DFSU
$2.26B
$323K 0.4%
11,643
+4,101
+54% +$119K
META icon
30
Meta Platforms (Facebook)
META
$1.37T
$305K 0.38%
1,016
– –
ORCL icon
31
Oracle
ORCL
$367B
$303K 0.37%
2,866
-63
-2% -$7.29K
AXP icon
32
American Express
AXP
$228B
$273K 0.34%
1,834
– –
DFIP icon
33
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
$272K 0.34%
6,857
-2
-0% -$82
IAGG icon
34
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$225K 0.28%
4,632
+19
+0.4% +$933
AMZN icon
35
Amazon
AMZN
$2.53T
$199K 0.25%
1,569
– –
HYMB icon
36
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.09B
$189K 0.23%
7,956
-326
-4% -$8.05K
JPM icon
37
JPMorgan Chase
JPM
$933B
$178K 0.22%
1,231
-101
-8% -$15.1K
ABBV icon
38
AbbVie
ABBV
$455B
$155K 0.19%
1,046
– –
SPY icon
39
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$150K 0.19%
352
– –
DFSI
40
Dimensional International Sustainability Core 1 ETF
DFSI
$1.15B
$142K 0.18%
4,976
+4,732
+1,939% +$142K
TRTN
41
DELISTED
Triton International Limited
TRTN
$139K 0.17%
1,750
– –
DFUS
42
Dimensional US Equity ETF
DFUS
$20.7B
$136K 0.17%
2,937
– –
MA icon
43
Mastercard
MA
$510B
$127K 0.16%
321
-26
-7% -$10.4K
VCIT icon
44
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$119K 0.15%
1,567
-4
-0.3% -$311
ISRG icon
45
Intuitive Surgical
ISRG
$126B
$117K 0.14%
401
– –
MMM icon
46
3M
MMM
$90.8B
$113K 0.14%
1,454
– –
AMGN icon
47
Amgen
AMGN
$209B
$107K 0.13%
400
– –
UNH icon
48
UnitedHealth
UNH
$383B
$107K 0.13%
214
-13
-6% -$6.4K
ABT icon
49
Abbott
ABT
$183B
$103K 0.13%
1,065
– –
SPYM
50
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$91K 0.11%
1,827
+1
+0.1% +$52
1
2
3 4 5

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HIS
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PAM
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WI
WrapManager Inc Mill Valley, California $288M AUM 16.3% 1-Year Est. Return
EA
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GCM
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WCA
Whetstone Capital Advisors Shawnee Mission, Kansas $288M AUM 44.06% 1-Year Est. Return
LK
Lumbard & Kellner Hollis, New Hampshire $289M AUM 59.5% 1-Year Est. Return

Financial Connections Group's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Connections Group held 254 positions worth $81.1M, down 47% from $153M the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Financial Connections Group withdrew a net $68.4M in Q3 2023, closing 118 positions and reducing 33 holdings. Its most notable exit was iShares California Muni Bond ETF, an estimated $10.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 5.4% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Financial Connections Group opened a new position in PIMCO Multi Sector Bond Active ETF worth $406K.

  • Financial Connections Group's largest Q3 2023 buy was PIMCO Multi Sector Bond Active ETF: 16,623 shares worth $406K.
  • Financial Connections Group added most to Dimensional US Core Equity Market ETF in Q3 2023, an estimated $5.5M increase.
  • Financial Connections Group's biggest Q3 2023 reduction was JPMorgan Active Value ETF, cutting an estimated $10.5M.
  • Financial Connections Group fully exited iShares California Muni Bond ETF in Q3 2023, selling an estimated $10.6M.
  • Financial Connections Group's ten largest holdings make up 74% of its $81.1M portfolio in Q3 2023.
  • Financial Connections Group opened 3 new positions and closed 118 in Q3 2023.
  • Financial Connections Group's portfolio value fell 47% quarter-over-quarter to $81.1M.

Based on Financial Connections Group's 13F filing for Q3 2023, filed 6 Nov 2023.