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FIM

Fernwood Investment Management Portfolio holdings

AUM $288M
1-Year Est. Return 33.54%
This Fund
S&P 500
This Quarter Est. Return
-2.41%
1 Year Est. Return
+33.54%
3 Year Est. Return
+83.37%
5 Year Est. Return
+196.85%
10 Year Est. Return
+650.16%
AUM
$291M
AUM Growth
-$11.3M
Cap. Flow
+$1.77M
Cap. Flow %
0.61%
Top 10 Hldgs %
27.58%
Holding
208
New
9
Increased
68
Reduced
41
Closed
10

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$680K
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$388K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$385K
4
PLRX icon
Pliant Therapeutics
PLRX
+$325K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$317K

Top Sells

Rank Stock Value
1
PFPT
Proofpoint, Inc.
PFPT
+$1.08M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$672K
3
ZEN
ZENDESK INC
ZEN
+$505K
4
ARCC icon
Ares Capital
ARCC
+$419K
5
DVY icon
iShares Select Dividend ETF
DVY
+$295K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 15.14%
3 Consumer Discretionary 8.48%
4 Communication Services 8.12%
5 Financials 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
1
MongoDB
MDB
$32.1B
$10.9M 3.76%
23,222
-548
-2% -$221K
TPL icon
2
Texas Pacific Land
TPL
$23.8B
$9.47M 3.25%
70,470
+126
+0.2% +$19.6K
IVV icon
3
iShares Core S&P 500 ETF
IVV
$902B
$9.37M 3.22%
21,750
+869
+4% +$385K
AAPL icon
4
Apple
AAPL
$4.57T
$9.26M 3.18%
65,432
– –
MGK icon
5
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34.1B
$7.7M 2.64%
163,855
-215
-0.1% -$10.4K
META icon
6
Meta Platforms (Facebook)
META
$1.51T
$7.52M 2.58%
22,167
-56
-0.3% -$20.2K
BBIO icon
7
BridgeBio Pharma
BBIO
$16.6B
$7.4M 2.54%
157,898
+4,226
+3% +$227K
AMZN icon
8
Amazon
AMZN
$2.96T
$7.26M 2.5%
44,200
+560
+1% +$96.6K
RLAY icon
9
Relay Therapeutics
RLAY
$4.3B
$5.83M 2%
185,063
– –
GOOGL icon
10
Alphabet (Google) Class A
GOOGL
$4.34T
$5.51M 1.89%
41,220
+1,360
+3% +$185K
GBT
11
DELISTED
Global Blood Therapeutics, Inc.
GBT
$5.43M 1.87%
213,125
+5,000
+2% +$147K
ARCC icon
12
Ares Capital
ARCC
$14.3B
$5.28M 1.81%
259,795
-20,924
-7% -$419K
IYK icon
13
iShares US Consumer Staples ETF
IYK
$1.41B
$5.16M 1.77%
86,172
-417
-0.5% -$25.7K
CVS icon
14
CVS Health
CVS
$122B
$4.72M 1.62%
55,582
+1,454
+3% +$122K
MSCI icon
15
MSCI
MSCI
$41B
$4.22M 1.45%
6,944
+75
+1% +$45.8K
IWM icon
16
iShares Russell 2000 ETF
IWM
$83.1B
$3.37M 1.16%
15,419
+227
+1% +$50.3K
DAY
17
DELISTED
Dayforce
DAY
$3.35M 1.15%
29,790
– –
DGRO icon
18
iShares Core Dividend Growth ETF
DGRO
$43.5B
$3.34M 1.15%
66,531
+2,280
+4% +$118K
MO icon
19
Altria Group
MO
$114B
$3.33M 1.14%
73,198
+78
+0.1% +$3.77K
LLY icon
20
Eli Lilly
LLY
$1.06T
$3.29M 1.13%
14,243
+125
+0.9% +$30.9K
JNJ icon
21
Johnson & Johnson
JNJ
$622B
$3.28M 1.13%
20,325
+31
+0.2% +$5.29K
MRVL icon
22
Marvell Technology
MRVL
$195B
$3.26M 1.12%
54,111
-16
-0% -$959
V icon
23
Visa
V
$677B
$3.18M 1.09%
14,282
+423
+3% +$99.2K
IJH icon
24
iShares Core S&P Mid-Cap ETF
IJH
$127B
$3.08M 1.06%
58,490
-280
-0.5% -$15.1K
PM icon
25
Philip Morris
PM
$296B
$3.05M 1.05%
32,154
+256
+0.8% +$25.8K
1
2 3 4 5

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CSWM
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WWP
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GWM
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FWM
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Fernwood Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Fernwood Investment Management held 208 positions worth $291M, down 3.7% from $302M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Fernwood Investment Management's Q3 2021 filing shows 9 new, 68 increased, 41 reduced and 10 closed positions. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K. The largest sale was Proofpoint, Inc., an estimated $1.08M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Fernwood Investment Management's largest Q3 2021 buy was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K.
  • Fernwood Investment Management added most to State Street SPDR ICE Preferred Securities ETF in Q3 2021, an estimated $388K increase.
  • Fernwood Investment Management's biggest Q3 2021 reduction was iShares TIPS Bond ETF, cutting an estimated $672K.
  • Fernwood Investment Management fully exited Proofpoint, Inc. in Q3 2021, selling an estimated $1.08M.
  • Fernwood Investment Management's ten largest holdings make up 28% of its $291M portfolio in Q3 2021.
  • Fernwood Investment Management opened 9 new positions and closed 10 in Q3 2021.
  • Fernwood Investment Management's portfolio value fell 3.7% quarter-over-quarter to $291M.

Based on Fernwood Investment Management's 13F filing for Q3 2021, filed 28 Oct 2021.