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FIM

Fernwood Investment Management Portfolio holdings

AUM $288M
1-Year Est. Return 33.54%
This Fund
S&P 500
This Quarter Est. Return
-2.41%
1 Year Est. Return
+33.54%
3 Year Est. Return
+83.37%
5 Year Est. Return
+196.85%
10 Year Est. Return
+650.16%
AUM
$291M
AUM Growth
-$11.3M
Cap. Flow
+$1.77M
Cap. Flow %
0.61%
Top 10 Hldgs %
27.58%
Holding
208
New
9
Increased
68
Reduced
41
Closed
10

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$680K
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$388K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$385K
4
PLRX icon
Pliant Therapeutics
PLRX
+$325K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$317K

Top Sells

Rank Stock Value
1
PFPT
Proofpoint, Inc.
PFPT
+$1.08M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$672K
3
ZEN
ZENDESK INC
ZEN
+$505K
4
ARCC icon
Ares Capital
ARCC
+$419K
5
DVY icon
iShares Select Dividend ETF
DVY
+$295K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 15.14%
3 Consumer Discretionary 8.48%
4 Communication Services 8.12%
5 Financials 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYM icon
176
Vanguard High Dividend Yield ETF
VYM
$84B
$238K 0.08%
2,303
+41
+2% +$4.33K
CARR icon
177
Carrier Global
CARR
$52B
$236K 0.08%
4,552
– –
JPM icon
178
JPMorgan Chase
JPM
$971B
$234K 0.08%
1,429
-54
-4% -$8.47K
IWR icon
179
iShares Russell Mid-Cap ETF
IWR
$57.9B
$228K 0.08%
2,920
+36
+1% +$2.88K
MDYG icon
180
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.96B
$227K 0.08%
3,006
– –
PRG icon
181
PROG Holdings
PRG
$1.64B
$227K 0.08%
5,400
– –
GLD icon
182
SPDR Gold Trust
GLD
$144B
$226K 0.08%
1,375
– –
VB icon
183
Vanguard Morningstar Small-Cap ETF
VB
$83B
$220K 0.08%
1,005
-35
-3% -$7.78K
AVYA
184
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$220K 0.08%
11,100
– –
FDIS icon
185
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.71B
$214K 0.07%
2,671
– –
INTC icon
186
Intel
INTC
$509B
$213K 0.07%
3,998
+60
+2% +$3.25K
ARES icon
187
Ares Management
ARES
$32.1B
$207K 0.07%
+2,800
New +$202K
LIVN icon
188
LivaNova
LIVN
$4.45B
$206K 0.07%
2,600
– –
LIN icon
189
Linde
LIN
$221B
$205K 0.07%
700
– –
QVCGA
190
DELISTED
QVC Group Inc Series A
QVCGA
$204K 0.07%
400
– –
LX
191
LexinFintech Holdings
LX
$237M
$201K 0.07%
34,100
-3,000
-8% -$23.1K
TSLA icon
192
Tesla
TSLA
$1.29T
$201K 0.07%
+777
New +$183K
OTIS icon
193
Otis Worldwide
OTIS
$28.2B
$200K 0.07%
+2,436
New +$214K
JNCE
194
DELISTED
Jounce Therapeutics, Inc. Common Stock
JNCE
$198K 0.07%
26,684
+7,463
+39% +$46.2K
NABL icon
195
N-able
NABL
$612M
$187K 0.06%
+15,100
New +$207K
DHF
196
BNY Mellon High Yield Strategies Fund
DHF
$175M
$84K 0.03%
25,900
– –
VVR icon
197
Invesco Senior Income Trust
VVR
$457M
$80K 0.03%
18,035
– –
AWH
198
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$32K 0.01%
667
– –
DNLI icon
199
Denali Therapeutics
DNLI
$4.04B
– –
-3,000
Closed -$235K
ELAN icon
200
Elanco Animal Health
ELAN
$11.1B
– –
-6,000
Closed -$208K
5 6 7
8
9

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Fernwood Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Fernwood Investment Management held 208 positions worth $291M, down 3.7% from $302M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Fernwood Investment Management's Q3 2021 filing shows 9 new, 68 increased, 41 reduced and 10 closed positions. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K. The largest sale was Proofpoint, Inc., an estimated $1.08M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Fernwood Investment Management's largest Q3 2021 buy was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K.
  • Fernwood Investment Management added most to State Street SPDR ICE Preferred Securities ETF in Q3 2021, an estimated $388K increase.
  • Fernwood Investment Management's biggest Q3 2021 reduction was iShares TIPS Bond ETF, cutting an estimated $672K.
  • Fernwood Investment Management fully exited Proofpoint, Inc. in Q3 2021, selling an estimated $1.08M.
  • Fernwood Investment Management's ten largest holdings make up 28% of its $291M portfolio in Q3 2021.
  • Fernwood Investment Management opened 9 new positions and closed 10 in Q3 2021.
  • Fernwood Investment Management's portfolio value fell 3.7% quarter-over-quarter to $291M.

Based on Fernwood Investment Management's 13F filing for Q3 2021, filed 28 Oct 2021.