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FIM

Fernwood Investment Management Portfolio holdings

AUM $288M
1-Year Est. Return 33.54%
This Fund
S&P 500
This Quarter Est. Return
-2.41%
1 Year Est. Return
+33.54%
3 Year Est. Return
+83.37%
5 Year Est. Return
+196.85%
10 Year Est. Return
+650.16%
AUM
$291M
AUM Growth
-$11.3M
Cap. Flow
+$1.77M
Cap. Flow %
0.61%
Top 10 Hldgs %
27.58%
Holding
208
New
9
Increased
68
Reduced
41
Closed
10

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$680K
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$388K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$385K
4
PLRX icon
Pliant Therapeutics
PLRX
+$325K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$317K

Top Sells

Rank Stock Value
1
PFPT
Proofpoint, Inc.
PFPT
+$1.08M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$672K
3
ZEN
ZENDESK INC
ZEN
+$505K
4
ARCC icon
Ares Capital
ARCC
+$419K
5
DVY icon
iShares Select Dividend ETF
DVY
+$295K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 15.14%
3 Consumer Discretionary 8.48%
4 Communication Services 8.12%
5 Financials 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSOE icon
126
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.12B
$512K 0.18%
13,724
-148
-1% -$5.8K
DEM icon
127
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$508K 0.17%
11,648
+4,450
+62% +$200K
UNH icon
128
UnitedHealth
UNH
$364B
$508K 0.17%
1,301
+8
+0.6% +$3.31K
AGG icon
129
iShares Core US Aggregate Bond ETF
AGG
$138B
$505K 0.17%
4,397
+2,086
+90% +$242K
JHML icon
130
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$500K 0.17%
9,181
– –
HON icon
131
Honeywell
HON
$74.6B
$494K 0.17%
2,468
-133
-5% -$28.4K
LYB icon
132
LyondellBasell Industries
LYB
$20.3B
$486K 0.17%
5,175
– –
IWD icon
133
iShares Russell 1000 Value ETF
IWD
$84B
$485K 0.17%
3,098
– –
BKLN icon
134
Invesco Senior Loan ETF
BKLN
$6.76B
$482K 0.17%
21,800
– –
GS icon
135
Goldman Sachs
GS
$302B
$461K 0.16%
1,220
+54
+5% +$21.1K
NFLX icon
136
Netflix
NFLX
$309B
$457K 0.16%
7,500
– –
DD icon
137
DuPont de Nemours
DD
$19.5B
$456K 0.16%
5,346
-264
-5% -$24.5K
MTD icon
138
Mettler-Toledo International
MTD
$28.8B
$450K 0.15%
327
-3
-0.9% -$4.52K
SKYY icon
139
First Trust Cloud Computing ETF
SKYY
$3.25B
$444K 0.15%
4,217
– –
JNK icon
140
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$426K 0.15%
3,891
+154
+4% +$16.9K
CIVI
141
DELISTED
Civitas Resources
CIVI
$418K 0.14%
8,728
-969
-10% -$39.7K
SBUX icon
142
Starbucks
SBUX
$124B
$410K 0.14%
3,715
+81
+2% +$9.48K
DOW icon
143
Dow Inc
DOW
$22.1B
$400K 0.14%
6,943
– –
TT icon
144
Trane Technologies
TT
$105B
$397K 0.14%
2,300
– –
DOC icon
145
Healthpeak Properties
DOC
$14.2B
$393K 0.14%
11,726
– –
TCOM icon
146
Trip.com Group
TCOM
$28.7B
$376K 0.13%
12,220
-500
-4% -$14.4K
MA icon
147
Mastercard
MA
$490B
$375K 0.13%
1,079
– –
CYTK icon
148
Cytokinetics
CYTK
$10.5B
$357K 0.12%
+10,000
New +$294K
NUE icon
149
Nucor
NUE
$61.9B
$352K 0.12%
3,571
– –
SPSM icon
150
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$350K 0.12%
8,212
– –
4 5
6
7 8

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WWP
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GWM
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FWM
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MWS
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Fernwood Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Fernwood Investment Management held 208 positions worth $291M, down 3.7% from $302M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Fernwood Investment Management's Q3 2021 filing shows 9 new, 68 increased, 41 reduced and 10 closed positions. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K. The largest sale was Proofpoint, Inc., an estimated $1.08M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Fernwood Investment Management's largest Q3 2021 buy was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K.
  • Fernwood Investment Management added most to State Street SPDR ICE Preferred Securities ETF in Q3 2021, an estimated $388K increase.
  • Fernwood Investment Management's biggest Q3 2021 reduction was iShares TIPS Bond ETF, cutting an estimated $672K.
  • Fernwood Investment Management fully exited Proofpoint, Inc. in Q3 2021, selling an estimated $1.08M.
  • Fernwood Investment Management's ten largest holdings make up 28% of its $291M portfolio in Q3 2021.
  • Fernwood Investment Management opened 9 new positions and closed 10 in Q3 2021.
  • Fernwood Investment Management's portfolio value fell 3.7% quarter-over-quarter to $291M.

Based on Fernwood Investment Management's 13F filing for Q3 2021, filed 28 Oct 2021.