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FIM

Fernwood Investment Management Portfolio holdings

AUM $288M
1-Year Est. Return 33.54%
This Fund
S&P 500
This Quarter Est. Return
-2.41%
1 Year Est. Return
+33.54%
3 Year Est. Return
+83.37%
5 Year Est. Return
+196.85%
10 Year Est. Return
+650.16%
AUM
$291M
AUM Growth
-$11.3M
Cap. Flow
+$1.77M
Cap. Flow %
0.61%
Top 10 Hldgs %
27.58%
Holding
208
New
9
Increased
68
Reduced
41
Closed
10

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$680K
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$388K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$385K
4
PLRX icon
Pliant Therapeutics
PLRX
+$325K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$317K

Top Sells

Rank Stock Value
1
PFPT
Proofpoint, Inc.
PFPT
+$1.08M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$672K
3
ZEN
ZENDESK INC
ZEN
+$505K
4
ARCC icon
Ares Capital
ARCC
+$419K
5
DVY icon
iShares Select Dividend ETF
DVY
+$295K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 15.14%
3 Consumer Discretionary 8.48%
4 Communication Services 8.12%
5 Financials 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRUP icon
101
Trupanion
TRUP
$1.32B
$788K 0.27%
10,150
+150
+2% +$14.8K
TOTL icon
102
State Street DoubleLine Total Return Tactical ETF
TOTL
$4B
$768K 0.26%
15,894
+25
+0.2% +$1.21K
IWF icon
103
iShares Russell 1000 Growth ETF
IWF
$128B
$724K 0.25%
10,568
-400
-4% -$28.3K
ABT icon
104
Abbott
ABT
$192B
$716K 0.25%
6,061
-100
-2% -$12.3K
IVW icon
105
iShares S&P 500 Growth ETF
IVW
$77.4B
$714K 0.25%
9,666
+210
+2% +$16K
SPY icon
106
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$711K 0.24%
1,656
+31
+2% +$13.7K
OPLN
107
Openlane
OPLN
$4.22B
$705K 0.24%
43,000
– –
HSY icon
108
Hershey
HSY
$36.6B
$698K 0.24%
4,125
– –
CAG icon
109
Conagra Brands
CAG
$7.17B
$685K 0.24%
20,216
-2,150
-10% -$72.8K
ALGN icon
110
Align Technology
ALGN
$12.3B
$682K 0.23%
1,025
– –
CWB icon
111
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.7B
$673K 0.23%
+7,880
New +$680K
CAT icon
112
Caterpillar
CAT
$398B
$671K 0.23%
3,497
+157
+5% +$32.7K
RTX icon
113
RTX Corp
RTX
$299B
$649K 0.22%
7,551
+1
+0% +$86
WMB icon
114
Williams Companies
WMB
$90B
$648K 0.22%
24,977
– –
HOG icon
115
Harley-Davidson
HOG
$2.7B
$637K 0.22%
17,400
+5,800
+50% +$234K
XLE icon
116
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$629K 0.22%
24,142
+436
+2% +$10.8K
SPMD icon
117
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$19B
$614K 0.21%
13,307
– –
SPDW icon
118
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.8B
$610K 0.21%
16,843
+434
+3% +$16.1K
WDAY icon
119
Workday
WDAY
$43.1B
$608K 0.21%
2,435
+200
+9% +$49.5K
XLY icon
120
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.5B
$587K 0.2%
6,546
– –
TIP icon
121
iShares TIPS Bond ETF
TIP
$14.7B
$572K 0.2%
4,477
-5,213
-54% -$672K
EFA icon
122
iShares MSCI EAFE ETF
EFA
$80.1B
$556K 0.19%
7,128
– –
CGNT icon
123
Cognyte Software
CGNT
$678M
$545K 0.19%
26,500
– –
IPGP icon
124
IPG Photonics
IPGP
$3.69B
$544K 0.19%
3,435
-100
-3% -$18.4K
CTVA icon
125
Corteva
CTVA
$50.2B
$529K 0.18%
12,577
– –
3 4
5
6 7

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WWP
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GWM
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FWM
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MWS
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Fernwood Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Fernwood Investment Management held 208 positions worth $291M, down 3.7% from $302M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Fernwood Investment Management's Q3 2021 filing shows 9 new, 68 increased, 41 reduced and 10 closed positions. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K. The largest sale was Proofpoint, Inc., an estimated $1.08M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Fernwood Investment Management's largest Q3 2021 buy was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K.
  • Fernwood Investment Management added most to State Street SPDR ICE Preferred Securities ETF in Q3 2021, an estimated $388K increase.
  • Fernwood Investment Management's biggest Q3 2021 reduction was iShares TIPS Bond ETF, cutting an estimated $672K.
  • Fernwood Investment Management fully exited Proofpoint, Inc. in Q3 2021, selling an estimated $1.08M.
  • Fernwood Investment Management's ten largest holdings make up 28% of its $291M portfolio in Q3 2021.
  • Fernwood Investment Management opened 9 new positions and closed 10 in Q3 2021.
  • Fernwood Investment Management's portfolio value fell 3.7% quarter-over-quarter to $291M.

Based on Fernwood Investment Management's 13F filing for Q3 2021, filed 28 Oct 2021.