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FIM

Fernwood Investment Management Portfolio holdings

AUM $288M
1-Year Est. Return 33.54%
This Fund
S&P 500
This Quarter Est. Return
-2.41%
1 Year Est. Return
+33.54%
3 Year Est. Return
+83.37%
5 Year Est. Return
+196.85%
10 Year Est. Return
+650.16%
AUM
$291M
AUM Growth
-$11.3M
Cap. Flow
+$1.77M
Cap. Flow %
0.61%
Top 10 Hldgs %
27.58%
Holding
208
New
9
Increased
68
Reduced
41
Closed
10

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$680K
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$388K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$385K
4
PLRX icon
Pliant Therapeutics
PLRX
+$325K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$317K

Top Sells

Rank Stock Value
1
PFPT
Proofpoint, Inc.
PFPT
+$1.08M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$672K
3
ZEN
ZENDESK INC
ZEN
+$505K
4
ARCC icon
Ares Capital
ARCC
+$419K
5
DVY icon
iShares Select Dividend ETF
DVY
+$295K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 15.14%
3 Consumer Discretionary 8.48%
4 Communication Services 8.12%
5 Financials 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSX icon
76
Boston Scientific
BSX
$74.7B
$1.19M 0.41%
27,324
– –
BABA icon
77
Alibaba
BABA
$299B
$1.14M 0.39%
7,680
-116
-1% -$21.1K
CBOE icon
78
Cboe Global Markets
CBOE
$30.1B
$1.11M 0.38%
8,950
+100
+1% +$12.2K
SAFT icon
79
Safety Insurance
SAFT
$1.52B
$1.1M 0.38%
13,918
+102
+0.7% +$8.05K
TWLO icon
80
Twilio
TWLO
$37.8B
$1.07M 0.37%
3,370
-100
-3% -$36.4K
UPS icon
81
United Parcel Service
UPS
$88.6B
$1.05M 0.36%
5,763
– –
COP icon
82
ConocoPhillips
COP
$152B
$1.04M 0.36%
15,411
– –
DHR icon
83
Danaher
DHR
$146B
$1.02M 0.35%
3,775
– –
AAL icon
84
American Airlines Group
AAL
$9.91B
$1.02M 0.35%
49,597
– –
LDUR icon
85
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$1.02M 0.35%
10,000
– –
SPYV icon
86
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$964K 0.33%
24,706
+1,431
+6% +$57.1K
PSK icon
87
State Street SPDR ICE Preferred Securities ETF
PSK
$684M
$962K 0.33%
22,124
+8,878
+67% +$388K
THRM icon
88
Gentherm
THRM
$1.26B
$946K 0.33%
11,685
– –
SUSA icon
89
iShares ESG Optimized MSCI USA ETF
SUSA
$4.18B
$934K 0.32%
9,739
+130
+1% +$12.8K
SHV icon
90
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$917K 0.32%
8,299
– –
HD icon
91
Home Depot
HD
$344B
$906K 0.31%
2,760
– –
WY icon
92
Weyerhaeuser
WY
$17.8B
$891K 0.31%
25,040
-140
-0.6% -$4.9K
QUAL icon
93
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$886K 0.3%
6,728
+100
+2% +$13.8K
VNQ icon
94
Vanguard Real Estate ETF
VNQ
$38.6B
$886K 0.3%
8,707
+2,986
+52% +$317K
BRK.B icon
95
Berkshire Hathaway Class B
BRK.B
$1.09T
$876K 0.3%
3,210
+20
+0.6% +$5.62K
IMGN
96
DELISTED
Immunogen Inc
IMGN
$858K 0.29%
151,340
– –
MKC icon
97
McCormick & Company Non-Voting
MKC
$14.3B
$849K 0.29%
10,480
– –
WAT icon
98
Waters Corp
WAT
$40.8B
$849K 0.29%
2,375
– –
IBB icon
99
iShares Biotechnology ETF
IBB
$9.84B
$821K 0.28%
5,076
-5
-0.1% -$841
XLK icon
100
State Street Technology Select Sector SPDR ETF
XLK
$124B
$821K 0.28%
10,990
– –
2 3
4
5 6

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WWP
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GWM
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FWM
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MWS
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Fernwood Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Fernwood Investment Management held 208 positions worth $291M, down 3.7% from $302M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Fernwood Investment Management's Q3 2021 filing shows 9 new, 68 increased, 41 reduced and 10 closed positions. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K. The largest sale was Proofpoint, Inc., an estimated $1.08M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Fernwood Investment Management's largest Q3 2021 buy was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K.
  • Fernwood Investment Management added most to State Street SPDR ICE Preferred Securities ETF in Q3 2021, an estimated $388K increase.
  • Fernwood Investment Management's biggest Q3 2021 reduction was iShares TIPS Bond ETF, cutting an estimated $672K.
  • Fernwood Investment Management fully exited Proofpoint, Inc. in Q3 2021, selling an estimated $1.08M.
  • Fernwood Investment Management's ten largest holdings make up 28% of its $291M portfolio in Q3 2021.
  • Fernwood Investment Management opened 9 new positions and closed 10 in Q3 2021.
  • Fernwood Investment Management's portfolio value fell 3.7% quarter-over-quarter to $291M.

Based on Fernwood Investment Management's 13F filing for Q3 2021, filed 28 Oct 2021.