We are live on ! Find out more
FIM

Fernwood Investment Management Portfolio holdings

AUM $288M
1-Year Est. Return 33.54%
This Fund
S&P 500
This Quarter Est. Return
-2.41%
1 Year Est. Return
+33.54%
3 Year Est. Return
+83.37%
5 Year Est. Return
+196.85%
10 Year Est. Return
+650.16%
AUM
$291M
AUM Growth
-$11.3M
Cap. Flow
+$1.77M
Cap. Flow %
0.61%
Top 10 Hldgs %
27.58%
Holding
208
New
9
Increased
68
Reduced
41
Closed
10

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$680K
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$388K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$385K
4
PLRX icon
Pliant Therapeutics
PLRX
+$325K
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$317K

Top Sells

Rank Stock Value
1
PFPT
Proofpoint, Inc.
PFPT
+$1.08M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$672K
3
ZEN
ZENDESK INC
ZEN
+$505K
4
ARCC icon
Ares Capital
ARCC
+$419K
5
DVY icon
iShares Select Dividend ETF
DVY
+$295K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 15.14%
3 Consumer Discretionary 8.48%
4 Communication Services 8.12%
5 Financials 7.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWB icon
26
iShares Russell 1000 ETF
IWB
$50B
$3.04M 1.04%
12,560
– –
UNP icon
27
Union Pacific
UNP
$174B
$2.91M 1%
14,846
– –
GOOG icon
28
Alphabet (Google) Class C
GOOG
$4.19T
$2.87M 0.99%
21,560
– –
PLRX icon
29
Pliant Therapeutics
PLRX
$63.8M
$2.81M 0.97%
166,447
+15,336
+10% +$325K
EMQQ icon
30
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$276M
$2.79M 0.96%
56,151
-287
-0.5% -$15.4K
MDT icon
31
Medtronic
MDT
$116B
$2.68M 0.92%
21,390
-85
-0.4% -$11K
AXON
32
Axon Enterprise
AXON
$51.7B
$2.49M 0.86%
14,250
– –
PTON icon
33
Peloton Interactive
PTON
$2.46B
$2.48M 0.85%
28,437
-3
-0% -$332
IRDM icon
34
Iridium Communications
IRDM
$5.23B
$2.45M 0.84%
61,375
– –
CMG icon
35
Chipotle Mexican Grill
CMG
$40.5B
$2.37M 0.82%
65,250
-250
-0.4% -$9.1K
YUMC icon
36
Yum China
YUMC
$16.3B
$2.29M 0.79%
39,350
-600
-2% -$36.9K
GILD icon
37
Gilead Sciences
GILD
$168B
$2.27M 0.78%
32,537
-2,740
-8% -$192K
DIS icon
38
Walt Disney
DIS
$179B
$2.25M 0.77%
13,300
+507
+4% +$90.4K
DVY icon
39
iShares Select Dividend ETF
DVY
$23.7B
$2.19M 0.75%
19,063
-2,524
-12% -$295K
MSFT icon
40
Microsoft
MSFT
$3.74T
$2.1M 0.72%
7,446
+39
+0.5% +$11.3K
PYPL icon
41
PayPal
PYPL
$50.5B
$2.05M 0.7%
7,883
+318
+4% +$90.2K
SWKS icon
42
Skyworks Solutions
SWKS
$10.3B
$1.9M 0.65%
11,550
-60
-0.5% -$11K
SBAC icon
43
SBA Communications
SBAC
$19.3B
$1.88M 0.65%
5,700
– –
CLOU icon
44
Global X Cloud Computing ETF
CLOU
$270M
$1.82M 0.62%
62,008
-104
-0.2% -$3.07K
EMLP icon
45
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$1.81M 0.62%
76,520
-200
-0.3% -$4.87K
FPX icon
46
First Trust US Equity Opportunities ETF
FPX
$1.49B
$1.81M 0.62%
14,661
+26
+0.2% +$3.3K
STZ icon
47
Constellation Brands
STZ
$22.9B
$1.76M 0.61%
8,366
– –
OLED icon
48
Universal Display
OLED
$4.32B
$1.73M 0.59%
10,115
– –
CRWD icon
49
CrowdStrike
CRWD
$226B
$1.67M 0.57%
27,200
– –
ABBV icon
50
AbbVie
ABBV
$442B
$1.64M 0.56%
15,166
+201
+1% +$23K
1
2
3 4 5

Similar funds

CIM
Chiron Investment Management New York $300M AUM 49.09% 1-Year Est. Return
CSWM
Cassady Schiller Wealth Management Cincinnati, Ohio $273M AUM 17.91% 1-Year Est. Return
WWP
WR Wealth Planners Columbia, Missouri $311M AUM 18.22% 1-Year Est. Return
GWM
Gray Wealth Management Bangor, Maine $264M AUM 19.5% 1-Year Est. Return
FWM
Fairhaven Wealth Management Oak Brook, Illinois $320M AUM 17.7% 1-Year Est. Return
MWS
Maxwell Wealth Strategies Pleasanton, California $245M AUM 23.39% 1-Year Est. Return
AP
Agilis Partners Waltham, Massachusetts $332M AUM 10.57% 1-Year Est. Return
AA
AlphaMark Advisors Ft. Wright, Kentucky $231M AUM 19.98% 1-Year Est. Return

Fernwood Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Fernwood Investment Management held 208 positions worth $291M, down 3.7% from $302M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Fernwood Investment Management's Q3 2021 filing shows 9 new, 68 increased, 41 reduced and 10 closed positions. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K. The largest sale was Proofpoint, Inc., an estimated $1.08M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 21% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Fernwood Investment Management's largest Q3 2021 buy was State Street SPDR Bloomberg Convertible Securities ETF: 7,880 shares worth $673K.
  • Fernwood Investment Management added most to State Street SPDR ICE Preferred Securities ETF in Q3 2021, an estimated $388K increase.
  • Fernwood Investment Management's biggest Q3 2021 reduction was iShares TIPS Bond ETF, cutting an estimated $672K.
  • Fernwood Investment Management fully exited Proofpoint, Inc. in Q3 2021, selling an estimated $1.08M.
  • Fernwood Investment Management's ten largest holdings make up 28% of its $291M portfolio in Q3 2021.
  • Fernwood Investment Management opened 9 new positions and closed 10 in Q3 2021.
  • Fernwood Investment Management's portfolio value fell 3.7% quarter-over-quarter to $291M.

Based on Fernwood Investment Management's 13F filing for Q3 2021, filed 28 Oct 2021.