Falcon Point Capital’s Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D WTFCM Stock Holding History

Falcon Point Capital’s Portfolio WTFCM Stock Details WTFCM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-7,500	Closed	-$217K	–	109
2019 Q4	$217K	Hold	7,500	–	–	0.28%	97
2019 Q3	$219K	Hold	7,500	–	–	0.12%	90
2019 Q2	$211K	Hold	7,500	–	–	0.11%	92
2019 Q1	$209K	Buy	+7,500	New	+$208K	0.11%	96
2018 Q3	–	Sell	-40,000	Closed	-$1.07M	–	117
2018 Q2	$1.07M	Hold	40,000	–	–	0.21%	70
2018 Q1	$1.09M	Hold	40,000	–	–	0.22%	67
2017 Q4	$1.12M	Hold	40,000	–	–	0.19%	68
2017 Q3	$1.12M	Hold	40,000	–	–	0.16%	79
2017 Q2	$1.1M	Hold	40,000	–	–	0.15%	82
2017 Q1	$1.08M	Hold	40,000	–	–	0.14%	83
2016 Q4	$1.03M	Hold	40,000	–	–	0.14%	80
2016 Q3	$1.11M	Hold	40,000	–	–	0.17%	71
2016 Q2	$1.14M	Sell	40,000 -10,000	-20%	-$280K	0.2%	74
2016 Q1	$1.36M	Hold	50,000	–	–	0.23%	63
2015 Q4	$1.33M	Hold	50,000	–	–	0.29%	57
2015 Q3	$1.27M	Buy	+50,000	New	+$1.26M	0.46%	63

Other funds holding WTFCM

SIM

Sonora Investment Management Tucson, Arizona $798M AUM 17.61% 1-Year Est. Return

Falcon Point Capital's WTFCM Position: Q1 2020 in Review

Falcon Point Capital sold out of Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D (WTFCM) in Q1 2020, closing a stake of 7,500 shares — an estimated $217K sold.

Falcon Point Capital first reported a position in WTFCM in Q3 2015 and held it in 16 quarters. The position peaked at $1.36M in Q1 2016. 1 fund tracked by Wall St. Rank holds WTFCM as of Q1 2020.

Falcon Point Capital reported no remaining Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position as of Q1 2020 after selling out during the quarter.
Falcon Point Capital sold 7,500 Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D shares in Q1 2020, an estimated $217K.
Falcon Point Capital first reported a position in Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D in Q3 2015 and held it in 16 quarters.
Falcon Point Capital's Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D position peaked at $1.36M in Q1 2016.
1 fund tracked by Wall St. Rank held Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D as of Q1 2020.

Based on Falcon Point Capital's 13F filing for Q1 2020, filed 22 Apr 2020.