Falcon Point Capital’s Wintrust Financial Corporation Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D WTFCM Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-7,500	Closed	-$217K	–	109
2019 Q4	$217K	Hold	7,500	–	–	0.28%	97
2019 Q3	$219K	Hold	7,500	–	–	0.12%	90
2019 Q2	$211K	Hold	7,500	–	–	0.11%	92
2019 Q1	$209K	Buy	+7,500	New	+$209K	0.11%	96
2018 Q3	–	Sell	-40,000	Closed	-$1.07M	–	117
2018 Q2	$1.07M	Hold	40,000	–	–	0.21%	70
2018 Q1	$1.09M	Hold	40,000	–	–	0.22%	67
2017 Q4	$1.12M	Hold	40,000	–	–	0.19%	68
2017 Q3	$1.12M	Hold	40,000	–	–	0.16%	79
2017 Q2	$1.1M	Hold	40,000	–	–	0.15%	82
2017 Q1	$1.08M	Hold	40,000	–	–	0.14%	83
2016 Q4	$1.04M	Hold	40,000	–	–	0.14%	80
2016 Q3	$1.11M	Hold	40,000	–	–	0.17%	71
2016 Q2	$1.14M	Sell	40,000 -10,000	-20%	-$285K	0.2%	74
2016 Q1	$1.36M	Hold	50,000	–	–	0.23%	63
2015 Q4	$1.33M	Hold	50,000	–	–	0.29%	57
2015 Q3	$1.28M	Hold	50,000	–	–	0.46%	63
2015 Q2	$1.23M	Buy	+50,000	New	+$1.23M	0.42%	60