Falcon Point Capital’s Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of COF.PRH Stock Holding History

Falcon Point Capital’s Portfolio COF.PRH Stock Details COF.PRH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-25,000	Closed	-$650K	–	119
2018 Q2	$650K	Hold	25,000	–	–	0.13%	86
2018 Q1	$650K	Hold	25,000	–	–	0.13%	85
2017 Q4	$673K	Hold	25,000	–	–	0.11%	86
2017 Q3	$666K	Hold	25,000	–	–	0.1%	92
2017 Q2	$659K	Hold	25,000	–	–	0.09%	96
2017 Q1	$643K	Hold	25,000	–	–	0.09%	95
2016 Q4	$622K	Buy	+25,000	New	+$612K	0.08%	90

Other funds holding COF.PRH

KLWA

Kelly Lawrence W & Associates Pasadens, California $468M AUM 65.89% 1-Year Est. Return

PCG

Private Capital Group West Hartford, Connecticut $133M AUM 11.23% 1-Year Est. Return

Falcon Point Capital's COF.PRH Position: Q3 2018 in Review

Falcon Point Capital sold out of Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of (COF.PRH) in Q3 2018, closing a stake of 25,000 shares — an estimated $650K sold.

Falcon Point Capital first reported a position in COF.PRH in Q4 2016 and held it in 7 quarters. The position peaked at $673K in Q4 2017. 2 funds tracked by Wall St. Rank hold COF.PRH as of Q3 2018.

Falcon Point Capital reported no remaining Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of position as of Q3 2018 after selling out during the quarter.
Falcon Point Capital sold 25,000 Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of shares in Q3 2018, an estimated $650K.
Falcon Point Capital first reported a position in Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of in Q4 2016 and held it in 7 quarters.
Falcon Point Capital's Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of position peaked at $673K in Q4 2017.
2 funds tracked by Wall St. Rank held Capital One Financial Corporation Depositary Shares, Each Representing 1/40th Interest in a Share of as of Q3 2018.

Based on Falcon Point Capital's 13F filing for Q3 2018, filed 6 Nov 2018.