Falcon Point Capital’s CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J C.PRJ Stock Holding History

Falcon Point Capital’s Portfolio C.PRJ Stock Details C.PRJ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-20,000	Closed	-$505K	–	141
2013 Q3	$505K	Buy	+20,000	New	+$505K	0.54%	72

Other funds holding C.PRJ

MCC

Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return

KIA

KCM Investment Advisors Greenbrae, California $3.01B AUM 21.97% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Falcon Point Capital's C.PRJ Position: Q4 2013 in Review

Falcon Point Capital sold out of CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J (C.PRJ) in Q4 2013, closing a stake of 20,000 shares — an estimated $505K sold.

Falcon Point Capital first reported a position in C.PRJ in Q3 2013 and held it in 1 quarter. The position peaked at $505K in Q3 2013. 3 funds tracked by Wall St. Rank hold C.PRJ as of Q4 2013.

Falcon Point Capital reported no remaining CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J position as of Q4 2013 after selling out during the quarter.
Falcon Point Capital sold 20,000 CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J shares in Q4 2013, an estimated $505K.
Falcon Point Capital first reported a position in CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J in Q3 2013 and held it in 1 quarter.
Falcon Point Capital's CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J position peaked at $505K in Q3 2013.
3 funds tracked by Wall St. Rank held CITIGROUP INC. Depositary Shares, Each Representing a 1/1,000th Interest in a Share of 7.125% Fixed Rate / Floating Rate Noncumulative Preferred Stock, Series J as of Q4 2013.

Based on Falcon Point Capital's 13F filing for Q4 2013, filed 28 Jan 2014.