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ECM

ETrade Capital Management Portfolio holdings

AUM $5.37B
1-Year Est. Return 10.84%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+10.84%
3 Year Est. Return
+26.27%
5 Year Est. Return
+59.01%
10 Year Est. Return
–
AUM
$1.09B
AUM Growth
+$152M
Cap. Flow
+$113M
Cap. Flow %
10.36%
Top 10 Hldgs %
58.32%
Holding
995
New
130
Increased
539
Reduced
154
Closed
64

Top Buys

Rank Stock Value
1
HYS icon
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
+$9.43M
2
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$8.2M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.69M
4
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$7.5M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.42M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$7.47M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.77M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$3.72M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.67M
5
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$2.3M

Sector Composition

Rank Sector Weight
1 Healthcare 3.05%
2 Technology 2.77%
3 Financials 2.75%
4 Industrials 2.25%
5 Energy 2.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRO
901
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-183
Closed -$12K
IO
902
DELISTED
ION Geophysical Corporation
IO
– –
-130
Closed -$12K
CFN
903
DELISTED
CAREFUSION CORPORATION
CFN
– –
-1,195
Closed -$44K
KMP
904
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
– –
-38
Closed -$3K
STRZA
905
DELISTED
Starz - Series A
STRZA
– –
-615
Closed -$14K
GA
906
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
– –
-200
Closed -$2K
ABV
907
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
– –
-3,620
Closed -$135K
VHS
908
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-1,261
Closed -$26K
CNH
909
DELISTED
CNH GLOBAL N.V. (NEW)
CNH
– –
-80
Closed -$3K
SFD
910
DELISTED
SMITHFIELD FOODS,INC
SFD
– –
-615
Closed -$20K
BMC
911
DELISTED
BMC SOFTWARE, INC
BMC
– –
-100
Closed -$5K
NZT
912
DELISTED
TELECOM CORP NEW ZEALAND ADS (EACH REPRESENTING 5 ORD SHS)
NZT
– –
-104,862
Closed -$911K
VOLV
913
DELISTED
VOLVO A B ADR-B
VOLV
– –
-580
Closed -$8K
SDX
914
DELISTED
SODEXHO ALLIANCE SA ADS (REP 1 COM SHR)
SDX
– –
-44
Closed -$4K
ANZ
915
DELISTED
AUSTRALIA & NW ZEAL ADS(RP5 SH
ANZ
– –
-5,629
Closed -$147K
FNC
916
DELISTED
SCBT FINANCIAL CORPORATION
FNC
– –
-299
Closed -$15K
PFIN
917
DELISTED
P&F Industries
PFIN
– –
-500
Closed -$4K
CYS
918
DELISTED
CYS Investments Inc.
CYS
– –
-300
Closed -$3K
33 34 35 36
37

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WAM
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NIMC
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VIM
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ETrade Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, ETrade Capital Management held 995 positions worth $1.09B, up 16% from $936M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

ETrade Capital Management deployed $113M of net new capital in Q3 2013, opening 130 new positions and adding to 539 existing holdings. Its largest new stake was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund: 90,249 shares worth $9.47M.

By sector, the portfolio is most concentrated in Healthcare at 3.1% of assets, up from 2.6% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $7.47M trimmed.

  • ETrade Capital Management's largest Q3 2013 buy was PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund: 90,249 shares worth $9.47M.
  • ETrade Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2013, an estimated $8.2M increase.
  • ETrade Capital Management's biggest Q3 2013 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $7.47M.
  • ETrade Capital Management fully exited iShares Preferred and Income Securities ETF in Q3 2013, selling an estimated $3.77M.
  • ETrade Capital Management's ten largest holdings make up 58% of its $1.09B portfolio in Q3 2013.
  • ETrade Capital Management opened 130 new positions and closed 64 in Q3 2013.
  • ETrade Capital Management's portfolio value rose 16% quarter-over-quarter to $1.09B.

Based on ETrade Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.