ECM

ETrade Capital Management Portfolio holdings

AUM $5.37B

AUM

$5.37B

AUM Growth

+$578M (+12%)

Cap. Flow

+$365M

Cap. Flow % of AUM

6.8%

Top 10 Holdings %Top 10 Hldgs %

42.75%

Holding

971

New

125

Increased

379

Reduced

374

Closed

Top Buys

1	iShares Core US Aggregate Bond ETF AGG	$101M
2	iShares Core S&P 500 ETF IVV	$41.4M
3	iShares iBoxx $ Investment Grade Corporate Bond ETF LQD	$30.7M
4	iShares US Treasury Bond ETF GOVT	$30.6M
5	iShares ESG Aware MSCI USA ETF ESGU	$25.6M

Top Sells

1	Vanguard Short-Term Treasury ETF VGSH	$73.1M
2	iShares Russell 1000 Growth ETF IWF	$26M
3	SPDR S&P 500 ETF Trust SPY	$14.6M
4	Vanguard FTSE All-World ex-US ETF VEU	$7.77M
5	iShares Core S&P US Growth ETF IUSG	$6.5M

Sector Composition

1	Technology	4.84%
2	Healthcare	3.55%
3	Financials	2.84%
4	Consumer Discretionary	2.63%
5	Industrials	1.89%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
901	901 WIX.com WIX $8.37B	$0	0%	0 -6,204	Closed	–
902	902 Wabash National WNC $363M	$0	0%	0 -14,928	Closed	–
903	903 Watts Water Technologies WTS $8.08B	$0	0%	0 -3,667	Closed	–
904	904 Energy Select Sector SPDR Fund XLE $26.5B	$0	0%	0 -8,214	Closed	–
905	905 Xerox XRX $609M	$0	0%	0 -11,586	Closed	–
906	QVCGA 906 QVC Group, Inc. Series A Common Stock QVCGA $35.5M	$0	0%	0 -25,598	Closed	–
907	CTLT 907 DELISTED CATALENT, INC. CTLT	$0	0%	0 -9,520	Closed	–
908	VBIV 908 DELISTED VBI Vaccines, Inc. New Common Stock (Canada) VBIV	$0	0%	0 -25,043	Closed	–
909	SOLO 909 DELISTED Electrameccanica Vehicles Corp. Ltd. SOLO	$0	0%	0 -15,866	Closed	–
910	SRC 910 DELISTED SPIRIT REALTY CAPITAL, INC. SRC	$0	0%	0 -8,158	Closed	–
911	SGEN 911 DELISTED Seagen Inc. Common Stock SGEN	$0	0%	0 -8,273	Closed	–
912	NOVN 912 DELISTED Novan, Inc. Common Stock NOVN	$0	0%	0 -10,570	Closed	–
913	UMPQ 913 DELISTED Umpqua Holdings Corp UMPQ	$0	0%	0 -22,725	Closed	–
914	STOR 914 DELISTED STORE Capital Corporation STOR	$0	0%	0 -8,586	Closed	–
915	MNDT 915 DELISTED Mandiant, Inc. Common Stock MNDT	$0	0%	0 -12,645	Closed	–
916	ACC 916 DELISTED American Campus Communities, Inc. ACC	$0	0%	0 -18,567	Closed	–
917	NUAN 917 DELISTED Nuance Communications, Inc. NUAN	$0	0%	0 -18,184	Closed	–
918	RDS.A 918 DELISTED Royal Dutch Shell PLC ADS Class A RDS.A	$0	0%	0 -6,382	Closed	–
919	WRI 919 DELISTED Weingarten Realty Investors WRI	$0	0%	0 -34,183	Closed	–
920	QEP 920 DELISTED QEP RESOURCES, INC. QEP	$0	0%	0 -15,000	Closed	–
921	WPX 921 DELISTED WPX Energy, Inc. WPX	$0	0%	0 -72,392	Closed	–
922	NBRV 922 DELISTED Nabriva Therapeutics plc Ordinary Shares Ireland NBRV	$0	0%	0 -12,556	Closed	–
923	ZOM 923 DELISTED Zomedica Corp. ZOM	$0	0%	0 -14,091	Closed	–
924	MNTA 924 DELISTED Momenta Pharmaceuticals, Inc. MNTA	$0	0%	0 -6,042	Closed	–
925	WUBA 925 DELISTED 58.COM INC WUBA	$0	0%	0 -24,404	Closed	–