Essex Investment Management’s Banc of California BANC Stock Holding History

Essex Investment Management’s Portfolio BANC Stock Details BANC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-75,742	Closed	-$1.32M	–	346
2016 Q3	$1.32M	Sell	75,742 -3,987	-5%	-$82.8K	0.21%	117
2016 Q2	$1.44M	Sell	79,729 -8,003	-9%	-$154K	0.24%	104
2016 Q1	$1.53M	Sell	87,732 -8,705	-9%	-$131K	0.26%	87
2015 Q4	$1.41M	Sell	96,437 -4,381	-4%	-$60.5K	0.22%	109
2015 Q3	$1.24M	Buy	100,818 +10,184	+11%	+$130K	0.2%	117
2015 Q2	$1.25M	Buy	+90,634	New	+$1.19M	0.19%	130

Other funds holding BANC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return

PCA

PL Capital Advisors Naples, Florida $360M AUM 32.54% 1-Year Est. Return

PFP

Patriot Financial Partners Radnor, Pennsylvania $284M AUM 20.43% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return

LPAM

Legion Partners Asset Management Los Angeles, California $138M AUM 53.69% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Essex Investment Management's BANC Position: Q4 2016 in Review

Essex Investment Management sold out of Banc of California (BANC) in Q4 2016, closing a stake of 75,742 shares — an estimated $1.32M sold.

Essex Investment Management first reported a position in BANC in Q2 2015 and held it in 6 quarters. The position peaked at $1.53M in Q1 2016. 189 funds tracked by Wall St. Rank hold BANC as of Q4 2016.

Essex Investment Management reported no remaining Banc of California position as of Q4 2016 after selling out during the quarter.
Essex Investment Management sold 75,742 Banc of California shares in Q4 2016, an estimated $1.32M.
Essex Investment Management first reported a position in Banc of California in Q2 2015 and held it in 6 quarters.
Essex Investment Management's Banc of California position peaked at $1.53M in Q1 2016.
189 funds tracked by Wall St. Rank held Banc of California as of Q4 2016.

Based on Essex Investment Management's 13F filing for Q4 2016, filed 8 Feb 2017.