Espalier Global Management’s E*Trade Financial Corporation ETFC Stock Holding History

Espalier Global Management’s Portfolio ETFC Stock Details ETFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-70,717	Closed	-$1.66M	–	95
2016 Q2	$1.66M	Buy	+70,717	New	+$1.79M	1.83%	22
2016 Q1	–	Sell	-170,000	Closed	-$5.04M	–	94
2015 Q4	$5.04M	Sell	170,000 -130,000	-43%	-$3.74M	1.29%	26
2015 Q3	$7.9M	Buy	300,000 +148,752	+98%	+$4.12M	1.28%	19
2015 Q2	$4.53M	Sell	151,248 -73,752	-33%	-$2.17M	0.74%	30
2015 Q1	$6.42M	Buy	225,000 +85,800	+62%	+$2.19M	0.65%	29
2014 Q4	$3.38M	Sell	139,200 -210,800	-60%	-$4.72M	0.56%	57
2014 Q3	$7.91M	Sell	350,000 -300,000	-46%	-$6.58M	0.42%	57
2014 Q2	$13.8M	Buy	650,000 +125,000	+24%	+$2.63M	1.07%	23
2014 Q1	$12.1M	Sell	525,000 -137,345	-21%	-$3.01M	0.67%	33
2013 Q4	$13M	Sell	662,345 -387,655	-37%	-$6.89M	1.25%	30
2013 Q3	$17.3M	Buy	1,050,000 +200,000	+24%	+$2.98M	1.84%	18
2013 Q2	$10.8M	Buy	+850,000	New	+$9.37M	0.76%	35

Other funds holding ETFC

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

SCA

Southpoint Capital Advisors New York $4.86B AUM 34.09% 1-Year Est. Return

Espalier Global Management's ETFC Position: Q3 2016 in Review

Espalier Global Management sold out of E*Trade Financial Corporation (ETFC) in Q3 2016, closing a stake of 70,717 shares — an estimated $1.66M sold.

Espalier Global Management first reported a position in ETFC in Q2 2013 and held it in 12 quarters. The position peaked at $17.3M in Q3 2013. 359 funds tracked by Wall St. Rank hold ETFC as of Q3 2016.

Espalier Global Management reported no remaining E*Trade Financial Corporation position as of Q3 2016 after selling out during the quarter.
Espalier Global Management sold 70,717 E*Trade Financial Corporation shares in Q3 2016, an estimated $1.66M.
Espalier Global Management first reported a position in E*Trade Financial Corporation in Q2 2013 and held it in 12 quarters.
Espalier Global Management's E*Trade Financial Corporation position peaked at $17.3M in Q3 2013.
359 funds tracked by Wall St. Rank held E*Trade Financial Corporation as of Q3 2016.

Based on Espalier Global Management's 13F filing for Q3 2016, filed 10 Nov 2016.