EnTrustPermal Management’s PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund ZROZ Stock Holding History

EnTrustPermal Management’s Portfolio ZROZ Stock Details ZROZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-32,700	Closed	-$4.42M	–	31
2016 Q3	$4.42M	Sell	32,700 -1,500	-4%	-$205K	2.55%	8
2016 Q2	$4.63M	Sell	34,200 -3,400	-9%	-$426K	2.33%	8
2016 Q1	$4.67M	Sell	37,600 -500	-1%	-$60.4K	3.77%	6
2015 Q4	$4.17M	Buy	+38,100	New	+$4.26M	4.22%	4

Other funds holding ZROZ

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

AIP

Almanack Investment Partners Wayne, Pennsylvania $785M AUM 34.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

EnTrustPermal Management's ZROZ Position: Q4 2016 in Review

EnTrustPermal Management sold out of PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund (ZROZ) in Q4 2016, closing a stake of 32,700 shares — an estimated $4.42M sold.

EnTrustPermal Management first reported a position in ZROZ in Q4 2015 and held it in 4 quarters. The position peaked at $4.67M in Q1 2016. 37 funds tracked by Wall St. Rank hold ZROZ as of Q4 2016.

EnTrustPermal Management reported no remaining PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund position as of Q4 2016 after selling out during the quarter.
EnTrustPermal Management sold 32,700 PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund shares in Q4 2016, an estimated $4.42M.
EnTrustPermal Management first reported a position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q4 2015 and held it in 4 quarters.
EnTrustPermal Management's PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund position peaked at $4.67M in Q1 2016.
37 funds tracked by Wall St. Rank held PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund as of Q4 2016.

Based on EnTrustPermal Management's 13F filing for Q4 2016, filed 14 Feb 2017.