Empirical Finance’s ProShares UltraPro S&P 500 UPRO Stock Holding History

Empirical Finance’s Portfolio UPRO Stock Details UPRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-300	Closed	-$5K	–	546
2016 Q4	$5K	Buy	+300	New	+$3.79K	﹤0.01%	552

Other funds holding UPRO

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Cutler Group San Francisco, California $307M AUM 45.11% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

IWA

Intercontinental Wealth Advisors San Antonio, Texas $419M AUM 22.15% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $4.08B AUM 58.77% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

CMT Trading Chicago, Illinois $22.4M AUM 78.15% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Empirical Finance's UPRO Position: Q1 2017 in Review

Empirical Finance sold out of ProShares UltraPro S&P 500 (UPRO) in Q1 2017, closing a stake of 300 shares — an estimated $5K sold.

Empirical Finance first reported a position in UPRO in Q4 2016 and held it in 1 quarter. The position peaked at $5K in Q4 2016. 33 funds tracked by Wall St. Rank hold UPRO as of Q1 2017.

Empirical Finance reported no remaining ProShares UltraPro S&P 500 position as of Q1 2017 after selling out during the quarter.
Empirical Finance sold 300 ProShares UltraPro S&P 500 shares in Q1 2017, an estimated $5K.
Empirical Finance first reported a position in ProShares UltraPro S&P 500 in Q4 2016 and held it in 1 quarter.
Empirical Finance's ProShares UltraPro S&P 500 position peaked at $5K in Q4 2016.
33 funds tracked by Wall St. Rank held ProShares UltraPro S&P 500 as of Q1 2017.

Based on Empirical Finance's 13F filing for Q1 2017, filed 11 May 2017.