Empirical Asset Management’s iShares MSCI USA Small-Cap Min Vol Factor ETF SMMV Stock Holding History

Empirical Asset Management’s Portfolio SMMV Stock Details SMMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-18,890	Closed	-$654K	–	195
2022 Q4	$654K	Sell	18,890 -1,641	-8%	-$56.4K	0.69%	44
2022 Q3	$655K	Sell	20,531 -4,651	-18%	-$162K	0.71%	45
2022 Q2	$858K	Sell	25,182 -6,277	-20%	-$221K	0.9%	31
2022 Q1	$1.17M	Buy	31,459 +3,724	+13%	+$137K	1.11%	23
2021 Q4	$1.08M	Buy	+27,735	New	+$1.06M	1.05%	22

Other funds holding SMMV

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $80.9B AUM 26.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

WMR

Wealth Management Resources Smithfield, Rhode Island $324M AUM 15.49% 1-Year Est. Return

SGI

Summit Global Investments Bountiful, Utah $1.83B AUM 22.56% 1-Year Est. Return

Empirical Asset Management's SMMV Position: Q1 2023 in Review

Empirical Asset Management sold out of iShares MSCI USA Small-Cap Min Vol Factor ETF (SMMV) in Q1 2023, closing a stake of 18,890 shares — an estimated $654K sold.

Empirical Asset Management first reported a position in SMMV in Q4 2021 and held it in 5 quarters. The position peaked at $1.17M in Q1 2022. 126 funds tracked by Wall St. Rank hold SMMV as of Q1 2023.

Empirical Asset Management reported no remaining iShares MSCI USA Small-Cap Min Vol Factor ETF position as of Q1 2023 after selling out during the quarter.
Empirical Asset Management sold 18,890 iShares MSCI USA Small-Cap Min Vol Factor ETF shares in Q1 2023, an estimated $654K.
Empirical Asset Management first reported a position in iShares MSCI USA Small-Cap Min Vol Factor ETF in Q4 2021 and held it in 5 quarters.
Empirical Asset Management's iShares MSCI USA Small-Cap Min Vol Factor ETF position peaked at $1.17M in Q1 2022.
126 funds tracked by Wall St. Rank held iShares MSCI USA Small-Cap Min Vol Factor ETF as of Q1 2023.

Based on Empirical Asset Management's 13F filing for Q1 2023, filed 18 Apr 2023.