Empirical Asset Management’s Hartford Multifactor Emerging Markets ETF ROAM Stock Holding History

Empirical Asset Management’s Portfolio ROAM Stock Details ROAM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$964K	Sell	31,074 -2,669	-8%	-$83.8K	0.25%	106
2025 Q4	$983K	Buy	33,743 +11,849	+54%	+$342K	0.28%	99
2025 Q3	$610K	Buy	+21,894	New	+$591K	0.17%	191

Other funds holding ROAM

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

FTUS

Flow Traders U.S. New York $3.16B AUM 19.52% 1-Year Est. Return

Fermata Advisors Sonoma, California $495M AUM 20.19% 1-Year Est. Return

Empirical Asset Management's ROAM Position: Q1 2026 in Review

Empirical Asset Management reduced its Hartford Multifactor Emerging Markets ETF (ROAM) stake by 7.9% in Q1 2026, selling an estimated $83.8K and leaving 31,074 shares worth $964K. The position accounts for 0.25% of the portfolio, ranked #106.

Empirical Asset Management first reported a position in ROAM in Q3 2025 and has held it in 3 quarters since. The position peaked at $983K in Q4 2025. 32 funds tracked by Wall St. Rank hold ROAM as of Q1 2026.

Empirical Asset Management held 31,074 shares of Hartford Multifactor Emerging Markets ETF worth $964K as of Q1 2026.
Empirical Asset Management sold 2,669 Hartford Multifactor Emerging Markets ETF shares in Q1 2026, an estimated $83.8K.
Hartford Multifactor Emerging Markets ETF made up 0.25% of Empirical Asset Management's portfolio in Q1 2026, its #106 holding.
Empirical Asset Management first reported a position in Hartford Multifactor Emerging Markets ETF in Q3 2025 and has held it in 3 quarters since.
Empirical Asset Management's Hartford Multifactor Emerging Markets ETF position peaked at $983K in Q4 2025.
32 funds tracked by Wall St. Rank held Hartford Multifactor Emerging Markets ETF as of Q1 2026.

Based on Empirical Asset Management's 13F filing for Q1 2026, filed 11 May 2026.