Empirical Asset Management’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

Empirical Asset Management’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-14,964	Closed	-$876K	–	315
2024 Q2	$876K	Buy	14,964 +157	+1%	+$9.22K	0.33%	79
2024 Q1	$881K	Sell	14,807 -1,047	-7%	-$59.2K	0.43%	63
2023 Q4	$897K	Buy	15,854 +869	+6%	+$48.6K	0.73%	41
2023 Q3	$837K	Sell	14,985 -8,385	-36%	-$477K	0.73%	38
2023 Q2	$1.35M	Buy	23,370 +1,205	+5%	+$70.9K	1.19%	21
2023 Q1	$1.34M	Buy	+22,165	New	+$1.39M	1.29%	24

Other funds holding CDC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SOS

Silver Oak Securities Jackson, Tennessee $1.65B AUM 29.37% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Empirical Asset Management's CDC Position: Q3 2024 in Review

Empirical Asset Management sold out of VictoryShares US EQ Income Enhanced Volatility Wtd ETF (CDC) in Q3 2024, closing a stake of 14,964 shares — an estimated $876K sold.

Empirical Asset Management first reported a position in CDC in Q1 2023 and held it in 6 quarters. The position peaked at $1.35M in Q2 2023. 98 funds tracked by Wall St. Rank hold CDC as of Q3 2024.

Empirical Asset Management reported no remaining VictoryShares US EQ Income Enhanced Volatility Wtd ETF position as of Q3 2024 after selling out during the quarter.
Empirical Asset Management sold 14,964 VictoryShares US EQ Income Enhanced Volatility Wtd ETF shares in Q3 2024, an estimated $876K.
Empirical Asset Management first reported a position in VictoryShares US EQ Income Enhanced Volatility Wtd ETF in Q1 2023 and held it in 6 quarters.
Empirical Asset Management's VictoryShares US EQ Income Enhanced Volatility Wtd ETF position peaked at $1.35M in Q2 2023.
98 funds tracked by Wall St. Rank held VictoryShares US EQ Income Enhanced Volatility Wtd ETF as of Q3 2024.

Based on Empirical Asset Management's 13F filing for Q3 2024, filed 11 Oct 2024.