Ellington Management Group’s LifeLock, Inc. LOCK Stock Holding History

Ellington Management Group’s Portfolio LOCK Stock Details LOCK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-60,553	Closed	-$530K	–	962
2015 Q3	$530K	Buy	+60,553	New	+$597K	0.15%	214
2015 Q2	–	Sell	-21,993	Closed	-$310K	–	1036
2015 Q1	$310K	Buy	21,993 +3,793	+21%	+$54.2K	0.06%	458
2014 Q4	$337K	Buy	+18,200	New	+$300K	0.11%	305
2014 Q3	–	Sell	-23,300	Closed	-$325K	–	560
2014 Q2	$325K	Buy	+23,300	New	+$318K	0.15%	202
2014 Q1	–	Sell	-22,300	Closed	-$366K	–	866
2013 Q4	$366K	Sell	22,300 -94,300	-81%	-$1.49M	0.13%	257
2013 Q3	$1.73M	Buy	116,600 +51,000	+78%	+$638K	0.33%	34
2013 Q2	$768K	Buy	+65,600	New	+$657K	0.15%	175

Other funds holding LOCK

ACM

Americafirst Capital Management Roseville, California $74M AUM 13.49% 1-Year Est. Return

OFM

Okumus Fund Management Grand Cayman, Cayman Islands $48.7M AUM 70.39% 1-Year Est. Return

PGP

Prescott General Partners Boca Raton, Florida $1.37B AUM 23.81% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

DVC

Deer VI & Co Larchmont, New York $2.23M AUM 9.32% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

TSW

Thompson Siegel & Walmsley Richmond, Virginia $5.7B AUM 6.69% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Ellington Management Group's LOCK Position: Q4 2015 in Review

Ellington Management Group sold out of LifeLock, Inc. (LOCK) in Q4 2015, closing a stake of 60,553 shares — an estimated $530K sold.

Ellington Management Group first reported a position in LOCK in Q2 2013 and held it in 7 quarters. The position peaked at $1.73M in Q3 2013. 184 funds tracked by Wall St. Rank hold LOCK as of Q4 2015.

Ellington Management Group reported no remaining LifeLock, Inc. position as of Q4 2015 after selling out during the quarter.
Ellington Management Group sold 60,553 LifeLock, Inc. shares in Q4 2015, an estimated $530K.
Ellington Management Group first reported a position in LifeLock, Inc. in Q2 2013 and held it in 7 quarters.
Ellington Management Group's LifeLock, Inc. position peaked at $1.73M in Q3 2013.
184 funds tracked by Wall St. Rank held LifeLock, Inc. as of Q4 2015.

Based on Ellington Management Group's 13F filing for Q4 2015, filed 16 Feb 2016.